| 1 |
Relative Value Partners, LLC |
992,931 |
16,622,000 |
29.60% |
|
|
| 2 |
MORGAN STANLEY |
535,318 |
8,961,000 |
15.96% |
|
|
| 3 |
Bain Capital Credit, LP |
277,369 |
4,643,000 |
8.27% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
234,529 |
3,926,000 |
6.99% |
|
|
| 5 |
UBS Group AG |
129,406 |
2,166,000 |
3.86% |
|
|
| 6 |
Invesco Ltd. |
127,048 |
2,127,000 |
3.79% |
|
|
| 7 |
NTV ASSET MANAGEMENT LLC |
112,161 |
1,877,000 |
3.34% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
94,020 |
1,574,000 |
2.80% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
87,370 |
1,463,000 |
2.60% |
|
|
| 10 |
Virtu KCG Holdings LLC |
87,410 |
1,463,000 |
2.60% |
|
|
| 11 |
Benchmark Capital Advisors |
78,467 |
1,314,000 |
2.34% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
64,139 |
1,074,000 |
1.91% |
|
|
| 13 |
SG Americas Securities, LLC |
60,172 |
1,007,000 |
1.79% |
|
|
| 14 |
MARINER INVESTMENT GROUP LLC |
59,350 |
994,000 |
1.77% |
|
|
| 15 |
Independence Trust CO |
53,071 |
888,000 |
1.58% |
|
|
| 16 |
WFG Advisors, LP |
52,722 |
883,000 |
1.57% |
|
|
| 17 |
USCA RIA LLC |
46,256 |
774,000 |
1.38% |
|
|
| 18 |
Sterneck Capital Management, LLC |
32,200 |
539,000 |
0.96% |
|
|
| 19 |
BNP PARIBAS FINANCIAL MARKETS |
29,921 |
500,878 |
0.89% |
|
|
| 20 |
CORNERSTONE ADVISORS INC |
29,520 |
494,000 |
0.88% |
|
|
| 21 |
VSR Financial Services, Inc. |
25,592 |
428,000 |
0.76% |
|
|
| 22 |
CAZ INVESTMENTS LP |
22,554 |
378,000 |
0.67% |
|
|
| 23 |
JPMORGAN CHASE & CO |
18,512 |
310,000 |
0.55% |
|
|
| 24 |
LPL Financial LLC |
18,282 |
306,000 |
0.54% |
|
|
| 25 |
WOLVERINE ASSET MANAGEMENT LLC |
17,840 |
298,000 |
0.53% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
13,867 |
232,000 |
0.41% |
|
|
| 27 |
CREDIT SUISSE AG/ |
11,500 |
193,000 |
0.34% |
|
|
| 28 |
OPPENHEIMER & CO INC |
10,750 |
180,000 |
0.32% |
|
|
| 29 |
Commonwealth Equity Services, Inc |
10,448 |
175,000 |
0.31% |
|
|
| 30 |
CITIGROUP INC |
6,060 |
101,000 |
0.18% |
|
|
| 31 |
BlackRock Investment Management, LLC |
4,400 |
74,000 |
0.13% |
|
|
| 32 |
Stratos Wealth Partners, LTD. |
3,700 |
61,938 |
0.11% |
|
|
| 33 |
REGENTATLANTIC CAPITAL LLC |
2,020 |
33,815 |
0.06% |
|
|
| 34 |
ENVESTNET ASSET MANAGEMENT INC |
2,000 |
33,000 |
0.06% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,665 |
27,872 |
0.05% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,439 |
24,000 |
0.04% |
|
|
| 37 |
Chicago Partners Investment Group LLC |
509 |
9,000 |
0.02% |
|
|
| 38 |
Creative Planning |
201 |
3,000 |
0.01% |
|
|
| 39 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
150 |
3,000 |
0.01% |
|
|
| 40 |
Tower Research Capital LLC (TRC) |
200 |
3,000 |
0.01% |
|
|
