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BLACKSTONE GSO FLTING RTE FUND COM
BLACKSTONE GSO FLTING RTE FUND COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 38 Institutional holders with a total value of $184,095,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 USCA RIA LLC 1,012,187 66,156,000 35.94%
2 GFS Advisors, LLC 1,012,187 66,156,000 35.94%
3 MORGAN STANLEY 690,784 10,569,000 5.74%
4 RELATIVE VALUE PARTNERS GROUP, LLC 679,231 10,087,000 5.48%
5 BANK OF AMERICA CORP /DE/ 545,110 8,340,000 4.53%
6 Bain Capital Credit, LP 279,066 4,270,000 2.32%
7 LPL Financial LLC 178,057 2,735,000 1.49%
8 LOOMIS SAYLES & CO L P 178,511 2,731,000 1.48%
9 UBS Group AG 174,109 2,664,000 1.45%
10 WELLS FARGO & COMPANY/MN 126,849 1,941,000 1.05%
11 Benchmark Capital Advisors 83,022 1,270,000 0.69%
12 ARCUS CAPITAL PARTNERS, LLC 69,475 1,063,000 0.58%
13 NTV ASSET MANAGEMENT LLC 68,043 1,041,000 0.57%
14 FIRST TRUST ADVISORS LP 55,663 852,000 0.46%
15 CREDIT SUISSE AG/ 43,810 670,000 0.36%
16 Sterneck Capital Management, LLC 40,900 626,000 0.34%
17 Boyle Capital Management, L.L.C. 28,362 434,000 0.24%
18 Commonwealth Equity Services, Inc 26,588 407,000 0.22%
19 DEUTSCHE BANK AG\ 26,567 406,000 0.22%
20 Raymond James Financial Services Advisors, Inc. 20,245 310,000 0.17%
21 Lebenthal Holdings,LLC 15,221 233,000 0.13%
22 Virtu KCG Holdings LLC 14,008 214,000 0.12%
23 MARINER INVESTMENT GROUP LLC 12,000 184,000 0.10%
24 GREAT AMERICAN GROUP, INC. 10,000 153,000 0.08%
25 AMERICAN INTERNATIONAL GROUP, INC. 9,884 151,000 0.08%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,065 108,000 0.06%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,525 100,000 0.05%
28 CITIGROUP INC 4,662 71,000 0.04%
29 ROYAL BANK OF CANADA 3,862 59,000 0.03%
30 ENVESTNET ASSET MANAGEMENT INC 2,000 31,000 0.02%
31 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,250 19,000 0.01%
32 Creative Planning 836 13,000 0.01%
33 Chicago Partners Investment Group LLC 509 8,000 0.00%
34 D.A. DAVIDSON & CO. 500 7,000 0.00%
35 Advisory Services Network, LLC 311 5,000 0.00%
36 IFP ADVISORS, INC 313 5,000 0.00%
37 MSI Financial Services Inc 232 4,000 0.00%
38 PENSERRA CAPITAL MANAGEMENT LLC 160 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.