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CARA THERAPEUTICS INC
CARA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 136 Institutional holders with a total value of $337,397,249.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 22 405 0.00%
2 MEEDER ASSET MANAGEMENT INC 78 1,000 0.00%
3 MAGEE THOMSON INVESTMENT PARTNERS LLC 46 1,000 0.00%
4 PARALLEL ADVISORS, LLC 45 1,000 0.00%
5 NEXT Financial Group, Inc 40 1,000 0.00%
6 KRILOGY FINANCIAL LLC 120 1,000 0.00%
7 ADVANTAGE INVESTMENT MANAGEMENT, LLC 30 1,000 0.00%
8 TCI Wealth Advisors, Inc. 75 1,000 0.00%
9 D.A. DAVIDSON & CO. 125 2,000 0.00%
10 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 300 5,000 0.00%
11 CENTRAL TRUST Co 250 5,000 0.00%
12 Horrell Capital Management, Inc. 500 9,000 0.00%
13 NISA INVESTMENT ADVISORS, LLC 500 9,000 0.00%
14 Winslow, Evans & Crocker, Inc. 680 12,506 0.00%
15 Tower Research Capital LLC (TRC) 701 13,000 0.00%
16 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 750 13,793 0.00%
17 CITIGROUP INC 760 14,000 0.00%
18 IFP ADVISORS, INC 774 14,000 0.00%
19 SONORA INVESTMENT MANAGEMENT, LLC 800 14,712 0.00%
20 Vantage Investment Advisors, LLC 1,000 18,000 0.01%
21 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,200 21,000 0.01%
22 AlphaMark Advisors, LLC 1,440 26,000 0.01%
23 WFG Advisors, LP 1,550 29,000 0.01%
24 Ameritas Investment Partners, Inc. 1,773 33,000 0.01%
25 SIMPLEX TRADING, LLC 1,977 36,000 0.01%
26 HAP Trading, LLC 14,800 37,000 0.01% Call
27 Avior Wealth Management, LLC 2,100 39,000 0.01%
28 CUTLER GROUP LLC / CA 70,200 46,000 0.01% Put
29 MIZUHO SECURITIES USA LLC 77,500 49,000 0.01% Call
30 ROYAL BANK OF CANADA 3,069 56,000 0.02%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,600 66,000 0.02%
32 GENEOS WEALTH MANAGEMENT INC. 4,679 86,000 0.03%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,208 96,000 0.03%
34 ADVISOR GROUP, INC. 5,741 105,000 0.03%
35 Legal & General Group Plc 6,489 117,000 0.03%
36 Quantbot Technologies LP 6,783 124,000 0.04%
37 BANK OF MONTREAL /CAN/ 9,000 166,000 0.05% Put
38 Sculptor Capital LP 10,000 184,000 0.05% Call
39 UBS Group AG 10,544 194,000 0.06%
40 VOYA INVESTMENT MANAGEMENT LLC 10,670 196,000 0.06%
41 DAVENPORT & Co LLC 21,737 201,936 0.06%
42 Sculptor Capital LP 11,600 213,000 0.06% Put
43 GOLDMAN SACHS GROUP INC 11,770 216,000 0.06%
44 Cambridge Investment Research Advisors, Inc. 11,824 217,000 0.06%
45 CUTLER GROUP LLC / CA 87,100 229,000 0.07% Call
46 Commonwealth Equity Services, Inc 12,624 232,000 0.07%
47 AMERICAN INTERNATIONAL GROUP, INC. 12,937 238,000 0.07%
48 TWO SIGMA SECURITIES, LLC 13,693 252,000 0.07%
49 Creative Planning 14,340 264,000 0.08%
50 FLINTON CAPITAL MANAGEMENT LLC 14,992 276,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.