Dark
Light
System
Security
Guggenheim BRIC Fund
Guggenheim BRIC Fund. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 40 Institutional holders with a total value of $32,915,704.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 246,387 7,988,000 24.27%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 127,265 4,126,000 12.54%
3 GOLDMAN SACHS GROUP INC 104,513 3,388,000 10.29%
4 HL FINANCIAL SERVICES LLC 85,164 2,761,000 8.39%
5 JANE STREET GROUP, LLC 82,981 2,690,000 8.17%
6 ROYAL BANK OF CANADA 67,178 2,179,000 6.62%
7 MORGAN STANLEY 66,278 2,149,000 6.53%
8 WELLS FARGO & COMPANY/MN 54,701 1,773,000 5.39%
9 CIBC Private Wealth Group LLC 22,175 732,000 2.22%
10 PINNACLE ASSOCIATES LTD 21,444 695,000 2.11%
11 LPL Financial LLC 19,645 637,000 1.94%
12 JANE STREET GROUP, LLC 18,800 609,000 1.85% Put
13 AMERICAN INTERNATIONAL GROUP, INC. 16,863 546,704 1.66%
14 Commonwealth Equity Services, Inc 14,834 481,000 1.46%
15 UBS AG 13,944 452,000 1.37%
16 MARCUARD FAMILY OFFICE LTD 11,000 357,000 1.08%
17 HYMAN CHARLES D 7,875 255,000 0.77%
18 Homrich & Berg 6,299 204,000 0.62%
19 FIFTH THIRD BANCORP 5,595 181,000 0.55%
20 BANK OF AMERICA CORP /DE/ 3,864 125,000 0.38%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,180 103,000 0.31%
22 Creative Planning 2,801 91,000 0.28%
23 WFG Advisors, LP 2,316 75,000 0.23%
24 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,665 54,000 0.16%
25 CITIGROUP INC 1,593 52,000 0.16%
26 ENVESTNET ASSET MANAGEMENT INC 1,611 52,000 0.16%
27 UBS AG 1,000 32,000 0.10% Put
28 BANK OF MONTREAL /CAN/ 813 26,000 0.08%
29 1919 Investment Counsel, LLC 600 20,000 0.06%
30 BARCLAYS PLC 579 19,000 0.06%
31 AMERIPRISE FINANCIAL INC 425 14,000 0.04%
32 Gradient Investments LLC 352 11,000 0.03%
33 SYNOVUS FINANCIAL CORP 300 10,000 0.03%
34 DUNCKER STREETT & CO INC 300 10,000 0.03%
35 Alexandria Capital, LLC 236 8,000 0.02%
36 AlphaMark Advisors, LLC 145 5,000 0.02% SH
37 JNBA Financial Advisors 100 3,000 0.01%
38 MSI Financial Services Inc 65 2,000 0.01%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2 0 0.00%
40 BESSEMER GROUP INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.