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Guggenheim BRIC Fund
Guggenheim BRIC Fund. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $6,529,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,606 1,266,000 19.39%
2 KWMG, LLC 42,701 1,008,000 15.44%
3 JANE STREET GROUP, LLC 41,280 975,000 14.93%
4 M&T BANK CORP 29,219 690,000 10.57%
5 MORGAN STANLEY 26,291 621,000 9.51%
6 MAI Capital Management 15,890 375,000 5.74%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,500 295,000 4.52% Call
8 PINNACLE ASSOCIATES LTD 12,235 289,000 4.43%
9 LPL Financial LLC 10,632 265,000 4.06%
10 UBS Group AG 9,336 220,000 3.37%
11 BANK OF AMERICA CORP /DE/ 5,372 126,000 1.93%
12 WELLS FARGO & COMPANY/MN 3,475 83,000 1.27%
13 FIFTH THIRD BANCORP 3,030 72,000 1.10%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 71,000 1.09%
15 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,485 44,000 0.67%
16 Creative Planning 1,582 37,000 0.57%
17 Windsor Capital Management, LLC 866 20,000 0.31%
18 AMERICAN INTERNATIONAL GROUP, INC. 514 12,000 0.18%
19 CITIGROUP INC 516 12,000 0.18%
20 DUNCKER STREETT & CO INC 300 7,000 0.11%
21 PNC FINANCIAL SERVICES GROUP, INC. 263 6,000 0.09%
22 Alexandria Capital, LLC 244 6,000 0.09%
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 5,000 0.08%
24 NEXT Financial Group, Inc 250 5,000 0.08%
25 ROYAL BANK OF CANADA 191 4,000 0.06%
26 REILLY FINANCIAL ADVISORS, LLC 150 4,000 0.06%
27 AlphaMark Advisors, LLC 145 3,000 0.05%
28 JNBA Financial Advisors 100 2,000 0.03%
29 Tower Research Capital LLC (TRC) 95 2,000 0.03%
30 MSI Financial Services Inc 65 2,000 0.03%
31 BARCLAYS PLC 79 2,000 0.03%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.