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Guggenheim BRIC Fund
Guggenheim BRIC Fund. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 36 Institutional holders with a total value of $9,976,662.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 44,809 1,329,000 13.32%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,965 1,304,000 13.07%
3 KWMG, LLC 43,647 1,295,000 12.98%
4 M&T BANK CORP 29,219 867,000 8.69%
5 MORGAN STANLEY 27,054 802,000 8.04%
6 MAI Capital Management 22,589 670,000 6.72%
7 JANE STREET GROUP, LLC 16,524 490,000 4.91%
8 Commonwealth Equity Services, Inc 13,714 407,000 4.08%
9 PINNACLE ASSOCIATES LTD 13,160 390,000 3.91%
10 LPL Financial LLC 12,350 355,000 3.56%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,200 332,000 3.33% Call
12 UBS Group AG 9,456 281,000 2.82%
13 HYMAN CHARLES D 7,750 230,000 2.31%
14 BANK OF AMERICA CORP /DE/ 7,484 222,000 2.23%
15 ROYAL BANK OF CANADA 6,879 203,000 2.03%
16 AMERICAN INTERNATIONAL GROUP, INC. 6,426 190,662 1.91%
17 FIFTH THIRD BANCORP 4,449 132,000 1.32%
18 WELLS FARGO & COMPANY/MN 4,347 129,000 1.29%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 89,000 0.89%
20 US BANCORP \DE\ 2,235 66,000 0.66%
21 CITIGROUP INC 1,623 48,000 0.48%
22 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,485 44,000 0.44%
23 MV CAPITAL MANAGEMENT, INC. 975 29,000 0.29%
24 ASSETMARK, INC 480 14,000 0.14%
25 DUNCKER STREETT & CO INC 300 9,000 0.09%
26 SYNOVUS FINANCIAL CORP 300 9,000 0.09%
27 PNC FINANCIAL SERVICES GROUP, INC. 263 8,000 0.08%
28 Alexandria Capital, LLC 244 7,000 0.07%
29 NEXT Financial Group, Inc 250 7,000 0.07%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 6,000 0.06%
31 AlphaMark Advisors, LLC 145 4,000 0.04%
32 JNBA Financial Advisors 100 3,000 0.03%
33 BARCLAYS PLC 79 2,000 0.02%
34 MSI Financial Services Inc 65 2,000 0.02%
35 REILLY FINANCIAL ADVISORS, LLC 50 1,000 0.01%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.