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Guggenheim BRIC Fund
Guggenheim BRIC Fund. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $6,966,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,283 1,248,000 17.92%
2 JANE STREET GROUP, LLC 47,270 1,151,000 16.52%
3 KWMG, LLC 42,324 1,030,000 14.79%
4 CITADEL ADVISORS LLC 38,303 932,000 13.38%
5 MORGAN STANLEY 27,703 675,000 9.69%
6 LPL Financial LLC 19,517 460,000 6.60%
7 GOLDMAN SACHS GROUP INC 15,508 377,000 5.41%
8 UBS Group AG 12,325 300,000 4.31%
9 PINNACLE ASSOCIATES LTD 11,240 274,000 3.93%
10 BANK OF AMERICA CORP /DE/ 4,962 120,000 1.72%
11 FIFTH THIRD BANCORP 3,030 74,000 1.06%
12 WELLS FARGO & COMPANY/MN 2,416 60,000 0.86%
13 MSI Financial Services Inc 1,700 41,000 0.59%
14 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,485 36,000 0.52%
15 Creative Planning 1,437 35,000 0.50%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 24,000 0.34%
17 Tower Research Capital LLC (TRC) 928 23,000 0.33%
18 AUSDAL FINANCIAL PARTNERS, INC. 800 19,000 0.27%
19 CITIGROUP INC 666 17,000 0.24%
20 AMERICAN INTERNATIONAL GROUP, INC. 569 14,000 0.20%
21 ALLEGIS INVESTMENT ADVISORS, LLC 500 12,000 0.17%
22 DUNCKER STREETT & CO INC 300 7,000 0.10%
23 NEXT Financial Group, Inc 250 6,000 0.09%
24 PNC FINANCIAL SERVICES GROUP, INC. 264 6,000 0.09%
25 Alexandria Capital, LLC 249 6,000 0.09%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 5,000 0.07%
27 REILLY FINANCIAL ADVISORS, LLC 150 4,000 0.06%
28 AlphaMark Advisors, LLC 145 4,000 0.06%
29 ROYAL BANK OF CANADA 91 2,000 0.03%
30 CUTLER GROUP LLC / CA 100 2,000 0.03%
31 BARCLAYS PLC 79 2,000 0.03%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.