Dark
Light
System
Security
Guggenheim BRIC Fund
Guggenheim BRIC Fund. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 35 Institutional holders with a total value of $8,871,070.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KWMG, LLC 43,647 1,395,000 15.73%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,965 1,262,000 14.23%
3 JANE STREET GROUP, LLC 39,678 1,137,000 12.82%
4 ROYAL BANK OF CANADA 27,248 780,000 8.79%
5 MORGAN STANLEY 24,966 714,000 8.05%
6 MAI Capital Management 24,133 691,000 7.79%
7 PINNACLE ASSOCIATES LTD 14,901 427,000 4.81%
8 Commonwealth Equity Services, Inc 14,214 407,000 4.59%
9 UBS Group AG 12,858 369,000 4.16%
10 LPL Financial LLC 12,115 354,000 3.99%
11 AMERICAN INTERNATIONAL GROUP, INC. 8,068 231,070 2.60%
12 HYMAN CHARLES D 7,875 226,000 2.55%
13 BANK OF AMERICA CORP /DE/ 6,935 199,000 2.24%
14 WELLS FARGO & COMPANY/MN 4,561 131,000 1.48%
15 FIFTH THIRD BANCORP 4,449 127,000 1.43%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,046 87,000 0.98%
17 Creative Planning 2,570 74,000 0.83%
18 US BANCORP \DE\ 2,235 64,000 0.72%
19 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,665 48,000 0.54%
20 CITIGROUP INC 1,623 47,000 0.53%
21 MV CAPITAL MANAGEMENT, INC. 975 28,000 0.32%
22 SYNOVUS FINANCIAL CORP 300 9,000 0.10%
23 HUNTINGTON NATIONAL BANK 300 9,000 0.10%
24 DUNCKER STREETT & CO INC 300 9,000 0.10%
25 PNC FINANCIAL SERVICES GROUP, INC. 263 8,000 0.09%
26 Alexandria Capital, LLC 244 7,000 0.08%
27 NEXT Financial Group, Inc 250 7,000 0.08%
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 5,000 0.06%
29 BARCLAYS PLC 179 5,000 0.06%
30 Horrell Capital Management, Inc. 145 4,000 0.05%
31 AlphaMark Advisors, LLC 145 4,000 0.05%
32 JNBA Financial Advisors 100 3,000 0.03%
33 MSI Financial Services Inc 65 2,000 0.02%
34 REILLY FINANCIAL ADVISORS, LLC 50 1,000 0.01%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.