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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $17,626,896.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 611,987 7,758,000 44.01%
2 Private Ocean, LLC 171,000 2,168,000 12.30%
3 BANK OF AMERICA CORP /DE/ 120,928 1,533,000 8.70%
4 WELLS FARGO & COMPANY/MN 69,269 878,000 4.98%
5 ROYAL BANK OF CANADA 62,353 791,000 4.49%
6 AMERICAN INTERNATIONAL GROUP, INC. 55,995 709,848 4.03%
7 LPL Financial LLC 50,683 636,000 3.61%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,534 552,000 3.13%
9 GOLDMAN SACHS GROUP INC 38,629 490,000 2.78%
10 Janney Montgomery Scott LLC 36,290 460,048 2.61%
11 UBS AG 34,001 431,000 2.45%
12 RAYMOND JAMES & ASSOCIATES 31,128 395,000 2.24%
13 JPMORGAN CHASE & CO 26,282 333,000 1.89%
14 Cambridge Investment Research Advisors, Inc. 17,945 227,000 1.29%
15 CITIGROUP INC 10,226 130,000 0.74%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,128 65,000 0.37%
17 FIFTH THIRD BANCORP 1,950 25,000 0.14%
18 MSI Financial Services Inc 1,157 15,000 0.09%
19 NEXT Financial Group, Inc 847 11,000 0.06%
20 ENVESTNET ASSET MANAGEMENT INC 462 6,000 0.03%
21 AMERIPRISE FINANCIAL INC 500 6,000 0.03%
22 SECURITY NATIONAL TRUST CO 325 4,000 0.02%
23 Creative Planning 200 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.