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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $8,502,563.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 195,215 1,704,000 20.04%
2 Private Ocean, LLC 171,000 1,493,000 17.56%
3 OLD MISSION CAPITAL LLC 86,739 757,000 8.90%
4 JANE STREET GROUP, LLC 78,015 681,000 8.01%
5 LPL Financial LLC 53,193 456,000 5.36%
6 BANK OF AMERICA CORP /DE/ 50,480 441,000 5.19%
7 Virtu KCG Holdings LLC 48,375 422,000 4.96%
8 GOLDMAN SACHS GROUP INC 47,752 417,000 4.90%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,951 410,000 4.82%
10 MORGAN STANLEY 40,245 351,000 4.13%
11 WELLS FARGO & COMPANY/MN 32,358 282,000 3.32%
12 JPMORGAN CHASE & CO 24,644 215,000 2.53%
13 UBS Group AG 19,524 171,000 2.01%
14 TWO SIGMA SECURITIES, LLC 19,199 168,000 1.98%
15 Cambridge Investment Research Advisors, Inc. 18,946 165,000 1.94%
16 ROYAL BANK OF CANADA 15,509 135,000 1.59%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,949 61,000 0.72%
18 ENVESTNET ASSET MANAGEMENT INC 4,810 42,000 0.49%
19 AMERICAN INTERNATIONAL GROUP, INC. 3,654 32,000 0.38%
20 IFP ADVISORS, INC 3,572 31,000 0.36%
21 PNC FINANCIAL SERVICES GROUP, INC. 2,100 18,000 0.21%
22 FIFTH THIRD BANCORP 1,950 17,000 0.20%
23 CITIGROUP INC 1,617 14,000 0.16%
24 Tower Research Capital LLC (TRC) 1,100 10,000 0.12%
25 Creative Planning 595 5,000 0.06%
26 NEXT Financial Group, Inc 370 3,000 0.04%
27 WEALTHPLAN PARTNERS, LLC 179 1,563 0.02%
28 MSI Financial Services Inc 3 0 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.