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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 30 Institutional holders with a total value of $11,282,319.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Private Ocean, LLC 171,000 1,953,000 17.31%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 159,459 1,821,000 16.14%
3 BANK OF AMERICA CORP /DE/ 126,386 1,443,000 12.79%
4 MORGAN STANLEY 98,182 1,122,000 9.94%
5 UBS Group AG 73,648 841,000 7.45%
6 GOLDMAN SACHS GROUP INC 54,929 627,000 5.56%
7 LPL Financial LLC 37,682 430,000 3.81%
8 OLD MISSION CAPITAL LLC 32,608 372,000 3.30%
9 ROYAL BANK OF CANADA 30,810 351,000 3.11%
10 Janney Montgomery Scott LLC 29,500 336,890 2.99%
11 JANE STREET GROUP, LLC 29,345 335,000 2.97%
12 JPMORGAN CHASE & CO 24,084 275,000 2.44%
13 WELLS FARGO & COMPANY/MN 23,823 272,000 2.41%
14 RAYMOND JAMES & ASSOCIATES 22,789 260,000 2.30%
15 Cambridge Investment Research Advisors, Inc. 17,945 205,000 1.82%
16 Sigma Planning Corp 14,775 169,000 1.50%
17 Virtu KCG Holdings LLC 11,191 128,000 1.13%
18 TWO SIGMA SECURITIES, LLC 10,313 118,000 1.05%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,363 73,000 0.65%
20 AMERICAN INTERNATIONAL GROUP, INC. 5,202 59,407 0.53%
21 CITIGROUP INC 1,936 22,000 0.19%
22 FIFTH THIRD BANCORP 1,950 22,000 0.19%
23 REGENTATLANTIC CAPITAL LLC 1,100 12,562 0.11%
24 MSI Financial Services Inc 794 9,000 0.08%
25 NEXT Financial Group, Inc 697 8,000 0.07%
26 ENVESTNET ASSET MANAGEMENT INC 607 7,000 0.06%
27 NATIONAL PLANNING CORP 400 4,460 0.04%
28 SECURITY NATIONAL TRUST CO 325 4,000 0.04%
29 Creative Planning 200 2,000 0.02%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.