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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $6,717,795.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Private Ocean, LLC 171,000 1,717,000 25.56%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,670 479,000 7.13%
3 WELLS FARGO & COMPANY/MN 46,439 466,000 6.94%
4 GREENWOOD CAPITAL ASSOCIATES LLC 40,770 409,000 6.09%
5 MORGAN STANLEY 39,024 392,000 5.84%
6 OLD MISSION CAPITAL LLC 37,692 378,000 5.63%
7 JANE STREET GROUP, LLC 37,616 378,000 5.63%
8 UBS Group AG 37,393 375,000 5.58%
9 GOLDMAN SACHS GROUP INC 34,223 344,000 5.12%
10 CITADEL ADVISORS LLC 28,083 282,000 4.20%
11 Virtu KCG Holdings LLC 25,963 261,000 3.89%
12 BANK OF AMERICA CORP /DE/ 25,737 258,000 3.84%
13 RAYMOND JAMES & ASSOCIATES 22,606 227,000 3.38%
14 JPMORGAN CHASE & CO 21,849 219,000 3.26%
15 Cambridge Investment Research Advisors, Inc. 13,831 139,000 2.07%
16 LPL Financial LLC 10,074 101,000 1.50%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,032 101,000 1.50%
18 MSI Financial Services Inc 2,956 30,000 0.45%
19 CITIGROUP INC 2,854 29,000 0.43%
20 ADVISOR GROUP, INC. 2,810 28,000 0.42%
21 ROYAL BANK OF CANADA 2,605 26,000 0.39%
22 PNC FINANCIAL SERVICES GROUP, INC. 2,100 21,000 0.31%
23 FIFTH THIRD BANCORP 1,950 20,000 0.30%
24 NEXT Financial Group, Inc 983 10,000 0.15%
25 INTEGRATED WEALTH MANAGEMENT 1,000 10,000 0.15%
26 Advisory Services Network, LLC 1,030 10,000 0.15%
27 Tower Research Capital LLC (TRC) 360 4,000 0.06%
28 Creative Planning 200 2,000 0.03%
29 WEALTHPLAN PARTNERS, LLC 179 1,795 0.03%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.