Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 22 Institutional holders with a total value of $8,316,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADVISOR GROUP, INC. 307,156 3,118,000 37.49%
2 Private Ocean, LLC 171,000 1,736,000 20.88%
3 MORGAN STANLEY 62,660 635,000 7.64%
4 WELLS FARGO & COMPANY/MN 49,987 508,000 6.11%
5 UBS Group AG 39,140 397,000 4.77%
6 BANK OF AMERICA CORP /DE/ 29,453 299,000 3.60%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,828 272,000 3.27%
8 RAYMOND JAMES & ASSOCIATES 23,825 242,000 2.91%
9 JPMORGAN CHASE & CO 22,447 228,000 2.74%
10 OLD MISSION CAPITAL, LLC 21,807 221,000 2.66%
11 LPL Financial LLC 16,035 164,000 1.97%
12 Cambridge Investment Research Advisors, Inc. 14,853 151,000 1.82%
13 JANE STREET GROUP, LLC 11,447 116,000 1.39%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,041 102,000 1.23%
15 MSI Financial Services Inc 2,959 30,000 0.36%
16 ROYAL BANK OF CANADA 2,605 26,000 0.31%
17 CITIGROUP INC 2,454 25,000 0.30%
18 FIFTH THIRD BANCORP 1,950 20,000 0.24%
19 NEXT Financial Group, Inc 1,283 13,000 0.16%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,100 11,000 0.13%
21 Creative Planning 200 2,000 0.02%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.