| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,510,603 | 63,858,000 | 61.99% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 892,359 | 16,232,000 | 15.76% | ||
| 3 | Advisors Asset Management, Inc. | 631,679 | 11,490,000 | 11.15% | ||
| 4 | UBS AG | 211,067 | 3,839,000 | 3.73% | ||
| 5 | TFS CAPITAL LLC | 88,517 | 1,610,000 | 1.56% | ||
| 6 | ROYAL BANK OF CANADA | 87,683 | 1,595,000 | 1.55% | ||
| 7 | CITIGROUP INC | 74,715 | 1,359,000 | 1.32% | ||
| 8 | First Allied Advisory Services, Inc. | 49,706 | 896,000 | 0.87% | ||
| 9 | Veritable, L.P. | 20,000 | 364,000 | 0.35% | ||
| 10 | LPL Financial LLC | 20,000 | 359,000 | 0.35% | ||
| 11 | WELLS FARGO & COMPANY/MN | 16,250 | 295,000 | 0.29% | ||
| 12 | Robert W. Baird & Co. Inc | 14,226 | 259,000 | 0.25% | SH | |
| 13 | Virtu KCG Holdings LLC | 11,283 | 205,000 | 0.20% | ||
| 14 | Clearbridge Investments, LLC | 7,500 | 136,000 | 0.13% | ||
| 15 | D.A. DAVIDSON & CO. | 7,000 | 127,000 | 0.12% | ||
| 16 | THOMPSON DAVIS & CO., INC. | 5,332 | 97,000 | 0.09% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,500 | 64,000 | 0.06% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 3,011 | 54,770 | 0.05% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 2,800 | 51,000 | 0.05% | ||
| 20 | Sandy Spring Bank | 2,500 | 45,000 | 0.04% | ||
| 21 | Focused Wealth Management, Inc | 2,500 | 45,000 | 0.04% | ||
| 22 | MSI Financial Services Inc | 705 | 13,000 | 0.01% | ||
| 23 | BESSEMER GROUP INC | 583 | 11,000 | 0.01% | ||
| 24 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 350 | 6,000 | 0.01% | ||
| 25 | Creative Planning | 203 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
