Dark
Light
System
Security
CLEARBRIDGE AMERN ENERG MLP FD
CLEARBRIDGE AMERN ENERG MLP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $75,626,271.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,730,446 22,363,000 29.57%
2 Advisors Asset Management, Inc. 1,470,989 12,047,000 15.93%
3 BANK OF AMERICA CORP /DE/ 994,469 8,145,000 10.77%
4 Rock Point Advisors, LLC 725,735 5,944,000 7.86%
5 SIT INVESTMENT ASSOCIATES INC 650,408 5,327,000 7.04%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 535,704 4,387,000 5.80%
7 LPL Financial LLC 280,232 2,376,000 3.14%
8 UBS Group AG 288,925 2,366,000 3.13%
9 GUGGENHEIM CAPITAL LLC 174,097 1,426,000 1.89%
10 DOLIVER ADVISORS, LP 171,265 1,403,000 1.86%
11 WELLS FARGO & COMPANY/MN 169,638 1,390,000 1.84%
12 Invesco Ltd. 164,826 1,350,000 1.79%
13 SG Americas Securities, LLC 163,510 1,339,000 1.77%
14 BESSEMER GROUP INC 120,354 986,000 1.30%
15 Weiss Asset Management LP 113,711 931,000 1.23%
16 CITIGROUP INC 80,309 657,000 0.87%
17 HighPoint Advisor Group LLC 104,900 616,000 0.81%
18 ROYAL BANK OF CANADA 70,649 579,000 0.77%
19 Raymond James Financial Services Advisors, Inc. 44,792 367,000 0.49%
20 FIFTH THIRD BANCORP 28,010 229,000 0.30%
21 WEDBUSH SECURITIES INC 26,000 213,000 0.28%
22 Investors Capital Advisory Services 18,000 147,000 0.19%
23 LAUREL WEALTH ADVISORS, INC. 13,050 107,000 0.14%
24 First Allied Advisory Services, Inc. 12,556 103,000 0.14%
25 Thomas J. Herzfeld Advisors, Inc. 12,252 100,000 0.13%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,062 91,000 0.12%
27 Commonwealth Equity Services, Inc 11,000 90,000 0.12%
28 Cubist Systematic Strategies, LLC 10,221 84,000 0.11%
29 PNC FINANCIAL SERVICES GROUP, INC. 9,600 78,000 0.10%
30 Clearbridge Investments, LLC 9,500 78,000 0.10%
31 IFP ADVISORS, INC 8,422 69,000 0.09%
32 Tower Research Capital LLC (TRC) 7,480 61,000 0.08%
33 US BANCORP \DE\ 6,500 53,000 0.07%
34 MOSAIC FAMILY WEALTH, LLC 6,018 49,000 0.06%
35 AUSDAL FINANCIAL PARTNERS, INC. 3,200 26,000 0.03%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,340 11,000 0.01%
37 WEALTHPLAN PARTNERS, LLC 1,132 9,271 0.01%
38 GUPTA WEALTH MANAGEMENT LLC 1,000 8,000 0.01%
39 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,000 8,000 0.01%
40 D.A. DAVIDSON & CO. 882 7,000 0.01%
41 MSI Financial Services Inc 742 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.