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CLEARBRIDGE AMERN ENERG MLP FD
CLEARBRIDGE AMERN ENERG MLP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $73,397,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,037,891 29,134,000 39.69%
2 Advisors Asset Management, Inc. 1,371,065 13,149,000 17.91%
3 BANK OF AMERICA CORP /DE/ 922,999 8,851,000 12.06%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 576,453 5,528,000 7.53%
5 SIT INVESTMENT ASSOCIATES INC 545,158 5,228,000 7.12%
6 UBS Group AG 296,967 2,848,000 3.88%
7 GUGGENHEIM CAPITAL LLC 185,218 1,776,000 2.42%
8 Invesco Ltd. 142,257 1,364,000 1.86%
9 WELLS FARGO & COMPANY/MN 93,273 894,000 1.22%
10 CITIGROUP INC 87,033 835,000 1.14%
11 LPL Financial LLC 76,508 829,000 1.13%
12 ROYAL BANK OF CANADA 76,025 729,000 0.99%
13 BESSEMER GROUP INC 66,686 640,000 0.87%
14 Raymond James Financial Services Advisors, Inc. 44,492 427,000 0.58%
15 HighPoint Advisor Group LLC 30,000 288,000 0.39%
16 WEDBUSH SECURITIES INC 22,000 211,000 0.29%
17 Janney Montgomery Scott LLC 17,475 168,000 0.23%
18 PNC FINANCIAL SERVICES GROUP, INC. 13,084 125,000 0.17%
19 J.P. Turner & Co Capital Mnagement, LLC 11,610 111,000 0.15%
20 US BANCORP \DE\ 11,516 110,000 0.15%
21 Clearbridge Investments, LLC 9,500 91,000 0.12%
22 BlackRock Investment Management, LLC 2,500 24,000 0.03%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,324 13,000 0.02%
24 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,000 10,000 0.01%
25 D.A. DAVIDSON & CO. 871 8,000 0.01%
26 MSI Financial Services Inc 575 6,000 0.01%
27 Tower Research Capital LLC (TRC) 37 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.