| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,306,655 | 45,632,000 | 44.25% | ||
| 2 | Advisors Asset Management, Inc. | 1,378,029 | 19,017,000 | 18.44% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 1,109,128 | 15,306,000 | 14.84% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 589,620 | 8,137,000 | 7.89% | ||
| 5 | UBS Group AG | 260,601 | 3,596,000 | 3.49% | ||
| 6 | 1832 Asset Management L.P. | 200,000 | 2,757,000 | 2.67% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 108,530 | 1,496,000 | 1.45% | ||
| 8 | ROYAL BANK OF CANADA | 103,603 | 1,430,000 | 1.39% | ||
| 9 | Invesco Ltd. | 87,385 | 1,206,000 | 1.17% | ||
| 10 | CITIGROUP INC | 83,188 | 1,148,000 | 1.11% | ||
| 11 | WELLS FARGO & COMPANY/MN | 50,631 | 699,000 | 0.68% | ||
| 12 | LPL Financial LLC | 49,701 | 680,000 | 0.66% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 22,512 | 311,000 | 0.30% | ||
| 14 | Janney Montgomery Scott LLC | 20,306 | 280,218 | 0.27% | ||
| 15 | Curi Capital, LLC | 16,969 | 234,000 | 0.23% | ||
| 16 | BAIRD FINANCIAL GROUP, INC. | 16,136 | 223,000 | 0.22% | ||
| 17 | FIFTH THIRD BANCORP | 16,005 | 221,000 | 0.21% | ||
| 18 | TFS CAPITAL LLC | 14,530 | 201,000 | 0.19% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,915 | 178,000 | 0.17% | ||
| 20 | NINE MASTS CAPITAL Ltd | 11,200 | 155,000 | 0.15% | ||
| 21 | Clearbridge Investments, LLC | 9,500 | 131,000 | 0.13% | ||
| 22 | Brookstone Capital Management | 1,674 | 23,000 | 0.02% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,310 | 18,000 | 0.02% | ||
| 24 | COLONY GROUP LLC | 980 | 14,000 | 0.01% | ||
| 25 | TRUST DEPARTMENT MB FINANCIAL BANK N A | 1,000 | 14,000 | 0.01% | ||
| 26 | MSI Financial Services Inc | 575 | 8,000 | 0.01% | ||
| 27 | US BANCORP \DE\ | 516 | 7,000 | 0.01% | ||
| 28 | D.A. DAVIDSON & CO. | 415 | 5,000 | 0.00% | ||
| 29 | MassMutual Private Wealth & Trust, FSB | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
