| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,403,632 | 53,845,000 | 47.62% | ||
| 2 | Advisors Asset Management, Inc. | 1,184,403 | 18,737,000 | 16.57% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 865,791 | 13,697,000 | 12.11% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 774,494 | 12,252,000 | 10.84% | ||
| 5 | UBS Group AG | 268,216 | 4,244,000 | 3.75% | ||
| 6 | 1832 Asset Management L.P. | 200,000 | 3,169,000 | 2.80% | ||
| 7 | ROYAL BANK OF CANADA | 119,288 | 1,887,000 | 1.67% | ||
| 8 | CITIGROUP INC | 87,031 | 1,377,000 | 1.22% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 51,828 | 820,000 | 0.73% | ||
| 10 | WELLS FARGO & COMPANY/MN | 38,408 | 607,000 | 0.54% | ||
| 11 | LPL Financial LLC | 25,365 | 403,000 | 0.36% | ||
| 12 | Invesco Ltd. | 24,956 | 395,000 | 0.35% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 22,512 | 357,000 | 0.32% | ||
| 14 | Janney Montgomery Scott LLC | 19,666 | 311,000 | 0.28% | ||
| 15 | FIFTH THIRD BANCORP | 16,005 | 253,000 | 0.22% | ||
| 16 | Robert W. Baird & Co. Inc | 15,536 | 246,000 | 0.22% | ||
| 17 | Virtu KCG Holdings LLC | 10,294 | 163,000 | 0.14% | ||
| 18 | Clearbridge Investments, LLC | 9,500 | 150,000 | 0.13% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 3,011 | 47,634 | 0.04% | ||
| 20 | Focused Wealth Management, Inc | 2,500 | 40,000 | 0.04% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 22,000 | 0.02% | ||
| 22 | TRUST DEPARTMENT MB FINANCIAL BANK N A | 1,000 | 16,000 | 0.01% | ||
| 23 | BANK OF MONTREAL /CAN/ | 800 | 13,000 | 0.01% | ||
| 24 | MSI Financial Services Inc | 650 | 10,000 | 0.01% | ||
| 25 | US BANCORP \DE\ | 516 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
