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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 9 Institutional holders with a total value of $7,060,938.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DENVER INVESTMENT ADVISORS LLC 199,294 6,431,000 91.08%
2 LPL Financial LLC 7,214 231,000 3.27%
3 AFFINITY WEALTH MANAGEMENT LLC 7,160 231,000 3.27%
4 Gradient Investments LLC 3,101 100,000 1.42%
5 BANK OF AMERICA CORP /DE/ 818 26,000 0.37%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 730 24,000 0.34%
7 WESTSIDE INVESTMENT MANAGEMENT, INC. 500 15,938 0.23%
8 ADVISOR GROUP, INC. 50 2,000 0.03%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.