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COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 136 Institutional holders with a total value of $401,301,416.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 9,123,145 40,233,000 10.03%
2 Fine Capital Partners, L.P. 6,413,834 28,285,000 7.05%
3 DIMENSIONAL FUND ADVISORS LP 4,684,128 20,656,000 5.15%
4 COWEN INC. 4,317,321 19,039,000 4.74%
5 ROYCE & ASSOCIATES LP 3,425,035 15,104,000 3.76%
6 BlackRock Institutional Trust Company, N.A. 3,396,393 14,978,000 3.73%
7 WCM INVESTMENT MANAGEMENT, LLC 3,365,065 14,840,000 3.70%
8 Arbiter Partners Capital Management LLC 3,290,375 14,511,000 3.62%
9 EAGLE ASSET MANAGEMENT INC 3,206,019 14,138,000 3.52%
10 VANGUARD GROUP INC 2,916,361 12,861,000 3.20%
11 BLAIR WILLIAM & CO/IL 2,872,144 12,666,000 3.16%
12 BlackRock Fund Advisors 2,704,428 11,927,000 2.97%
13 NEW YORK STATE COMMON RETIREMENT FUND 2,391,475 10,546,000 2.63%
14 MENDON CAPITAL ADVISORS CORP 2,361,039 10,412,000 2.59%
15 SYSTEMATIC FINANCIAL MANAGEMENT LP 2,164,860 9,547,000 2.38%
16 Glacier Peak Capital LLC 2,070,390 9,130,000 2.28%
17 Cumberland Partners Ltd 1,804,700 7,959,000 1.98%
18 STATE STREET CORP 1,665,394 7,344,000 1.83%
19 PUTNAM INVESTMENTS LLC 1,517,223 6,691,000 1.67%
20 JPMORGAN CHASE & CO 1,442,087 6,360,000 1.58%
21 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 1,247,600 5,502,000 1.37%
22 NORTHERN TRUST CORP 1,235,488 5,448,000 1.36%
23 CREDIT SUISSE AG/ 1,136,357 5,012,000 1.25%
24 Philadelphia Financial Management of San Francisco, LLC 1,037,307 4,575,000 1.14%
25 Adirondack Research & Management Inc. 932,444 4,112,000 1.02%
26 PERRITT CAPITAL MANAGEMENT INC 928,000 4,092,000 1.02%
27 D. E. Shaw & Co., Inc. 899,755 3,968,000 0.99%
28 Hudson Bay Capital Management LP 748,600 3,301,000 0.82%
29 WHITEBOX ADVISORS LLC 748,600 3,301,000 0.82%
30 THIRD AVENUE MANAGEMENT LLC 726,106 3,202,000 0.80%
31 KENNEDY CAPITAL MANAGEMENT LLC 681,367 3,005,000 0.75%
32 Allianz Asset Management GmbH 669,088 2,951,000 0.74%
33 Nationwide Fund Advisors 664,309 2,930,000 0.73%
34 BOGLE INVESTMENT MANAGEMENT L P /DE/ 651,256 2,872,000 0.72%
35 MCKINLEY CAPITAL MANAGEMENT LLC 630,616 2,781,000 0.69%
36 Assured Investment Management LLC 623,800 2,751,000 0.69%
37 ARROWGRASS CAPITAL PARTNERS (US) LP 623,800 2,751,000 0.69%
38 GEODE CAPITAL MANAGEMENT, LLC 544,030 2,399,000 0.60%
39 Bank of New York Mellon Corp 502,064 2,214,000 0.55%
40 Greenwich Wealth Management LLC 495,000 2,183,000 0.54%
41 Ruffer LLP 477,720 2,109,000 0.53%
42 RENAISSANCE TECHNOLOGIES LLC 467,862 2,063,000 0.51%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 435,727 1,922,000 0.48%
44 GARNET EQUITY CAPITAL HOLDINGS, INC. 375,000 1,654,000 0.41%
45 BlackRock Investment Management, LLC 333,038 1,469,000 0.37%
46 TWO SIGMA INVESTMENTS, LP 315,126 1,389,000 0.35%
47 RUSSELL FRANK CO/ 320,205 1,335,000 0.33%
48 FMR LLC 300,000 1,323,000 0.33%
49 MILLENNIUM MANAGEMENT LLC 281,108 1,240,000 0.31%
50 MUNDER CAPITAL MANAGEMENT 279,789 1,234,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.