Dark
Light
System
Security
COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 163 Institutional holders with a total value of $683,216,102.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fine Capital Partners, L.P. 9,896,778 63,339,000 9.27%
2 ARIEL INVESTMENTS, LLC 6,585,680 42,148,000 6.17%
3 VANGUARD GROUP INC 6,318,224 40,437,000 5.92%
4 DIMENSIONAL FUND ADVISORS LP 5,167,638 33,073,000 4.84%
5 ACADIAN ASSET MANAGEMENT LLC 4,384,262 28,057,000 4.11%
6 RUSSELL FRANK CO/ 4,051,338 25,928,000 3.79%
7 BlackRock Fund Advisors 3,726,326 23,848,000 3.49%
8 WCM INVESTMENT MANAGEMENT, LLC 3,441,758 22,026,000 3.22%
9 NOMURA HOLDINGS INC 3,367,848 20,815,000 3.05%
10 BlackRock Institutional Trust Company, N.A. 3,203,370 20,502,000 3.00%
11 ROYCE & ASSOCIATES LP 3,131,035 20,039,000 2.93%
12 THOMPSON SIEGEL & WALMSLEY LLC 3,022,739 19,346,000 2.83%
13 WELLS FARGO & COMPANY/MN 2,746,136 17,577,000 2.57%
14 JPMORGAN CHASE & CO 2,482,579 15,889,000 2.33%
15 STATE STREET CORP 2,422,624 15,500,000 2.27%
16 D. E. Shaw & Co., Inc. 2,416,740 15,467,000 2.26%
17 BLAIR WILLIAM & CO/IL 2,074,850 13,279,000 1.94%
18 NEW YORK STATE COMMON RETIREMENT FUND 1,969,058 12,602,000 1.84%
19 Allianz Asset Management GmbH 1,922,400 12,303,000 1.80%
20 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,865,160 11,937,000 1.75%
21 CHARTWELL INVESTMENT PARTNERS, LLC 1,744,062 11,162,000 1.63%
22 FMR LLC 1,670,200 10,689,000 1.56%
23 CREDIT SUISSE AG/ 1,668,322 10,678,000 1.56%
24 MCKINLEY CAPITAL MANAGEMENT LLC 1,433,141 9,172,000 1.34%
25 Numeric Investors LLC 1,418,252 9,077,000 1.33%
26 LORD, ABBETT & CO. LLC 1,358,155 8,692,000 1.27%
27 Cumberland Partners Ltd 1,197,800 7,666,000 1.12%
28 NORTHERN TRUST CORP 1,131,714 7,243,000 1.06%
29 DEUTSCHE BANK AG\ 1,116,374 7,142,000 1.05%
30 PERRITT CAPITAL MANAGEMENT INC 1,100,464 7,043,000 1.03%
31 FSI GROUP, LLC 1,100,000 7,040,000 1.03%
32 PRINCIPAL FINANCIAL GROUP INC 992,745 6,354,000 0.93%
33 MENDON CAPITAL ADVISORS CORP 835,870 5,350,000 0.78%
34 Bank of New York Mellon Corp 817,095 5,229,000 0.77%
35 COWEN INC. 728,367 4,662,000 0.68%
36 KENNEDY CAPITAL MANAGEMENT LLC 718,439 4,598,000 0.67%
37 PUTNAM INVESTMENTS LLC 676,497 4,330,000 0.63%
38 GARNET EQUITY CAPITAL HOLDINGS, INC. 655,000 4,192,000 0.61%
39 GEODE CAPITAL MANAGEMENT, LLC 623,180 3,988,000 0.58%
40 SG Americas Securities, LLC 577,994 3,699,000 0.54%
41 Greenwich Wealth Management LLC 510,000 3,264,000 0.48%
42 Nationwide Fund Advisors 505,515 3,235,000 0.47%
43 TWO SIGMA ADVISERS, LP 486,264 3,112,000 0.46%
44 Ruffer LLP 477,720 3,055,000 0.45%
45 BlackRock Investment Management, LLC 433,223 2,773,000 0.41%
46 MORGAN STANLEY 431,722 2,763,000 0.40%
47 RENAISSANCE TECHNOLOGIES LLC 412,739 2,642,000 0.39%
48 TWO SIGMA INVESTMENTS, LP 403,209 2,581,000 0.38%
49 TIAA CREF INVESTMENT MANAGEMENT LLC 397,115 2,542,000 0.37%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 311,251 1,993,000 0.29%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.