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COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 135 Institutional holders with a total value of $396,452,813.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 10,024,118 42,302,000 10.67%
2 Fine Capital Partners, L.P. 6,430,034 27,135,000 6.84%
3 DIMENSIONAL FUND ADVISORS LP 5,184,360 21,878,000 5.52%
4 COWEN INC. 4,491,496 18,954,000 4.78%
5 BlackRock Institutional Trust Company, N.A. 3,574,887 15,086,000 3.81%
6 ROYCE & ASSOCIATES LP 3,425,035 14,454,000 3.65%
7 WCM INVESTMENT MANAGEMENT, LLC 3,341,159 14,100,000 3.56%
8 Arbiter Partners Capital Management LLC 3,262,375 13,767,000 3.47%
9 VANGUARD GROUP INC 2,987,327 12,607,000 3.18%
10 BlackRock Fund Advisors 2,855,851 12,052,000 3.04%
11 EAGLE ASSET MANAGEMENT INC 2,799,556 11,814,000 2.98%
12 BLAIR WILLIAM & CO/IL 2,794,376 11,792,000 2.97%
13 NEW YORK STATE COMMON RETIREMENT FUND 2,484,575 10,485,000 2.64%
14 STATE STREET CORP 2,398,652 10,121,000 2.55%
15 SYSTEMATIC FINANCIAL MANAGEMENT LP 2,181,330 9,205,000 2.32%
16 Glacier Peak Capital LLC 1,890,490 7,978,000 2.01%
17 Cumberland Partners Ltd 1,773,000 7,482,000 1.89%
18 PRINCIPAL FINANCIAL GROUP INC 1,726,709 7,287,000 1.84%
19 PUTNAM INVESTMENTS LLC 1,497,423 6,320,000 1.59%
20 JPMORGAN CHASE & CO 1,415,287 5,972,000 1.51%
21 CHARTWELL INVESTMENT PARTNERS, LLC 1,307,900 5,519,000 1.39%
22 WELLS FARGO & COMPANY/MN 1,251,743 5,283,000 1.33%
23 D. E. Shaw & Co., Inc. 1,218,143 5,141,000 1.30%
24 CREDIT SUISSE AG/ 1,213,802 5,122,000 1.29%
25 NOMURA HOLDINGS INC 1,200,134 5,049,000 1.27%
26 MENDON CAPITAL ADVISORS CORP 1,143,266 4,825,000 1.22%
27 NORTHERN TRUST CORP 1,116,931 4,713,000 1.19%
28 SG Americas Securities, LLC 1,078,444 4,551,000 1.15%
29 Adirondack Research & Management Inc. 987,344 4,167,000 1.05%
30 PERRITT CAPITAL MANAGEMENT INC 928,000 3,916,000 0.99%
31 DEUTSCHE BANK AG\ 921,786 3,889,000 0.98%
32 Allianz Asset Management GmbH 717,677 3,029,000 0.76%
33 GARNET EQUITY CAPITAL HOLDINGS, INC. 700,000 2,954,000 0.75%
34 Nationwide Fund Advisors 684,005 2,887,000 0.73%
35 KENNEDY CAPITAL MANAGEMENT LLC 682,088 2,878,000 0.73%
36 RENAISSANCE TECHNOLOGIES LLC 627,338 2,647,000 0.67%
37 MCKINLEY CAPITAL MANAGEMENT LLC 626,951 2,646,000 0.67%
38 GEODE CAPITAL MANAGEMENT, LLC 560,771 2,366,000 0.60%
39 Bank of New York Mellon Corp 512,223 2,162,000 0.55%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 500,807 2,113,000 0.53%
41 Greenwich Wealth Management LLC 495,000 2,089,000 0.53%
42 Ruffer LLP 477,720 2,047,000 0.52%
43 Sterling Capital Management LLC 458,399 1,934,000 0.49%
44 ADVISORY RESEARCH INC 401,919 1,696,000 0.43%
45 Curi Capital, LLC 396,634 1,674,000 0.42%
46 BlackRock Investment Management, LLC 376,165 1,587,000 0.40%
47 RUSSELL FRANK CO/ 295,515 1,181,000 0.30%
48 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 271,600 1,146,000 0.29%
49 MUNDER CAPITAL MANAGEMENT 270,279 1,141,000 0.29%
50 BRIDGEWAY CAPITAL MANAGEMENT, LLC 265,050 1,119,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.