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COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 124 Institutional holders with a total value of $347,588,644.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 10,737,123 40,264,000 11.58%
2 Fine Capital Partners, L.P. 8,461,675 31,731,000 9.13%
3 DIMENSIONAL FUND ADVISORS LP 5,160,712 19,353,000 5.57%
4 COWEN INC. 3,789,624 14,211,000 4.09%
5 BlackRock Institutional Trust Company, N.A. 3,503,989 13,140,000 3.78%
6 ROYCE & ASSOCIATES LP 3,385,035 12,694,000 3.65%
7 Arbiter Partners Capital Management LLC 3,262,375 12,234,000 3.52%
8 WCM INVESTMENT MANAGEMENT, LLC 3,226,139 12,098,000 3.48%
9 VANGUARD GROUP INC 3,210,706 12,039,000 3.46%
10 BlackRock Fund Advisors 2,727,100 10,227,000 2.94%
11 BLAIR WILLIAM & CO/IL 2,656,941 9,963,000 2.87%
12 NEW YORK STATE COMMON RETIREMENT FUND 2,550,775 9,565,000 2.75%
13 JPMORGAN CHASE & CO 2,464,362 9,241,000 2.66%
14 STATE STREET CORP 2,144,819 8,045,000 2.31%
15 WELLS FARGO & COMPANY/MN 2,096,442 7,862,000 2.26%
16 Glacier Peak Capital LLC 1,891,490 7,093,000 2.04%
17 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,762,725 6,610,000 1.90%
18 Cumberland Partners Ltd 1,739,000 6,522,000 1.88%
19 PRINCIPAL FINANCIAL GROUP INC 1,695,632 6,359,000 1.83%
20 PUTNAM INVESTMENTS LLC 1,509,123 5,659,000 1.63%
21 CHARTWELL INVESTMENT PARTNERS, LLC 1,467,013 5,501,000 1.58%
22 SG Americas Securities, LLC 1,277,208 4,790,000 1.38%
23 NOMURA HOLDINGS INC 1,216,087 4,610,000 1.33%
24 NORTHERN TRUST CORP 1,198,967 4,496,000 1.29%
25 CREDIT SUISSE AG/ 1,144,262 4,291,000 1.23%
26 PERRITT CAPITAL MANAGEMENT INC 1,036,110 3,885,000 1.12%
27 Adirondack Research & Management Inc. 997,344 3,740,000 1.08%
28 MENDON CAPITAL ADVISORS CORP 984,629 3,692,000 1.06%
29 DEUTSCHE BANK AG\ 930,489 3,488,000 1.00%
30 D. E. Shaw & Co., Inc. 884,911 3,318,000 0.95%
31 GARNET EQUITY CAPITAL HOLDINGS, INC. 873,300 3,275,000 0.94%
32 Curi Capital, LLC 797,233 2,990,000 0.86%
33 Allianz Asset Management GmbH 746,434 2,800,000 0.81%
34 Nationwide Fund Advisors 684,865 2,568,000 0.74%
35 KENNEDY CAPITAL MANAGEMENT LLC 675,885 2,535,000 0.73%
36 RENAISSANCE TECHNOLOGIES LLC 645,774 2,422,000 0.70%
37 GEODE CAPITAL MANAGEMENT, LLC 570,580 2,139,000 0.62%
38 Bank of New York Mellon Corp 543,346 2,037,000 0.59%
39 Greenwich Wealth Management LLC 495,000 1,856,000 0.53%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 487,279 1,827,000 0.53%
41 Ruffer LLP 477,720 1,789,000 0.51%
42 Sterling Capital Management LLC 469,976 1,762,000 0.51%
43 BlackRock Investment Management, LLC 384,381 1,441,000 0.41%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 278,876 1,046,000 0.30%
45 BRIDGEWAY CAPITAL MANAGEMENT, LLC 263,200 987,000 0.28%
46 RUSSELL FRANK CO/ 258,290 969,000 0.28%
47 MUNDER CAPITAL MANAGEMENT 249,047 934,000 0.27%
48 MORGAN STANLEY 248,656 933,000 0.27%
49 RAFFLES ASSOCIATES LP 225,000 844,000 0.24%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 213,263 800,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.