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COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 124 Institutional holders with a total value of $449,576,483.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 10,175,653 48,843,000 10.86%
2 Fine Capital Partners, L.P. 9,130,998 43,829,000 9.75%
3 DIMENSIONAL FUND ADVISORS LP 5,190,003 24,912,000 5.54%
4 COWEN INC. 3,814,624 18,310,000 4.07%
5 BlackRock Institutional Trust Company, N.A. 3,450,092 16,560,000 3.68%
6 ROYCE & ASSOCIATES LP 3,355,035 16,104,000 3.58%
7 VANGUARD GROUP INC 3,323,455 15,953,000 3.55%
8 WCM INVESTMENT MANAGEMENT, LLC 3,308,310 15,880,000 3.53%
9 Arbiter Partners Capital Management LLC 3,262,375 15,659,000 3.48%
10 BlackRock Fund Advisors 3,141,507 15,079,000 3.35%
11 BLAIR WILLIAM & CO/IL 2,689,747 12,910,000 2.87%
12 NEW YORK STATE COMMON RETIREMENT FUND 2,500,875 12,004,000 2.67%
13 JPMORGAN CHASE & CO 2,461,850 11,817,000 2.63%
14 THOMPSON SIEGEL & WALMSLEY LLC 2,242,809 10,766,000 2.39%
15 STATE STREET CORP 2,052,147 9,850,000 2.19%
16 Glacier Peak Capital LLC 1,891,490 9,079,000 2.02%
17 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,754,775 8,422,000 1.87%
18 PRINCIPAL FINANCIAL GROUP INC 1,691,630 8,120,000 1.81%
19 CHARTWELL INVESTMENT PARTNERS, LLC 1,428,563 6,857,000 1.53%
20 NOMURA HOLDINGS INC 1,434,900 6,802,000 1.51%
21 Cumberland Partners Ltd 1,361,500 6,535,000 1.45%
22 PUTNAM INVESTMENTS LLC 1,345,123 6,457,000 1.44%
23 WELLS FARGO & COMPANY/MN 1,333,646 6,402,000 1.42%
24 DEUTSCHE BANK AG\ 1,207,323 5,794,000 1.29%
25 D. E. Shaw & Co., Inc. 1,156,153 5,550,000 1.23%
26 NORTHERN TRUST CORP 1,133,505 5,440,000 1.21%
27 PERRITT CAPITAL MANAGEMENT INC 1,073,164 5,151,000 1.15%
28 CREDIT SUISSE AG/ 1,063,256 5,104,000 1.14%
29 GARNET EQUITY CAPITAL HOLDINGS, INC. 1,000,000 4,800,000 1.07%
30 Philadelphia Financial Management of San Francisco, LLC 1,000,000 4,800,000 1.07%
31 MENDON CAPITAL ADVISORS CORP 920,321 4,418,000 0.98%
32 Bank of New York Mellon Corp 806,233 3,871,000 0.86%
33 Allianz Asset Management GmbH 741,522 3,560,000 0.79%
34 KENNEDY CAPITAL MANAGEMENT LLC 674,867 3,239,000 0.72%
35 Nationwide Fund Advisors 631,110 3,029,000 0.67%
36 SG Americas Securities, LLC 576,387 2,767,000 0.62%
37 GEODE CAPITAL MANAGEMENT, LLC 575,583 2,762,000 0.61%
38 Greenwich Wealth Management LLC 495,000 2,376,000 0.53%
39 Ruffer LLP 477,720 2,296,000 0.51%
40 Adirondack Research & Management Inc. 476,198 2,286,000 0.51%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 470,855 2,260,000 0.50%
42 Sterling Capital Management LLC 466,445 2,239,000 0.50%
43 BlackRock Investment Management, LLC 380,936 1,828,000 0.41%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 286,501 1,376,000 0.31%
45 RENAISSANCE TECHNOLOGIES LLC 280,312 1,345,000 0.30%
46 Curi Capital, LLC 278,950 1,339,000 0.30%
47 VICTORY CAPITAL MANAGEMENT INC 265,577 1,275,000 0.28%
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 264,400 1,269,000 0.28%
49 MORGAN STANLEY 246,994 1,186,000 0.26%
50 RAFFLES ASSOCIATES LP 225,000 1,080,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.