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CUSHING MLP TOTAL RETURN FUND
CUSHING MLP TOTAL RETURN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 36 Institutional holders with a total value of $47,842,668.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 2,749,056 22,570,000 47.18%
2 AMERICAN INTERNATIONAL GROUP, INC. 536,019 4,400,713 9.20%
3 MORGAN STANLEY 410,483 3,369,000 7.04%
4 Independence Trust CO 381,262 3,130,000 6.54%
5 Invesco Ltd. 270,168 2,218,000 4.64%
6 ROYAL BANK OF CANADA 199,230 1,636,000 3.42%
7 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 194,774 1,599,000 3.34%
8 TCTC Holdings, LLC 166,340 1,366,000 2.86%
9 First Allied Advisory Services, Inc. 135,500 1,103,000 2.31%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 112,892 927,000 1.94%
11 DEUTSCHE BANK AG\ 101,692 834,000 1.74%
12 WFG Advisors, LP 74,932 615,000 1.29%
13 UBS AG 59,784 491,000 1.03%
14 RAYMOND JAMES TRUST N.A. 54,855 450,000 0.94%
15 RAYMOND JAMES & ASSOCIATES 52,477 431,000 0.90%
16 WELLS FARGO & COMPANY/MN 46,188 379,000 0.79%
17 Placemark Investments, Inc. 39,137 321,000 0.67%
18 Virtu KCG Holdings LLC 29,145 239,000 0.50%
19 B. Riley Wealth Advisors, Inc. 25,354 208,000 0.43%
20 Raymond James Financial Services Advisors, Inc. 24,913 205,000 0.43%
21 Commonwealth Equity Services, Inc 23,135 190,000 0.40%
22 D.A. DAVIDSON & CO. 20,000 164,000 0.34%
23 Janney Montgomery Scott LLC 18,143 148,955 0.31%
24 Private Advisor Group, LLC 17,371 143,000 0.30%
25 BANK OF AMERICA CORP /DE/ 16,530 136,000 0.28%
26 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 15,743 129,000 0.27%
27 INVESTMENT CENTERS OF AMERICA INC 13,333 107,000 0.22%
28 Crosspoint Capital Strategies, LLC 11,347 93,000 0.19%
29 Investors Capital Advisory Services 10,460 85,000 0.18%
30 BROWN BROTHERS HARRIMAN & CO 5,000 41,000 0.09%
31 Evercore Wealth Management, LLC 5,000 41,000 0.09%
32 WESTPORT RESOURCES MANAGEMENT INC 3,500 29,000 0.06%
33 BANK OF MONTREAL /CAN/ 2,000 16,000 0.03%
34 US BANCORP \DE\ 1,523 13,000 0.03%
35 Transamerica Financial Advisors, LLC 1,500 13,000 0.03%
36 Tower Research Capital LLC (TRC) 240 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.