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CUSHING MLP TOTAL RETURN FUND
CUSHING MLP TOTAL RETURN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 44 Institutional holders with a total value of $32,902,528.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 3,999,636 16,319,000 49.60%
2 AMERICAN INTERNATIONAL GROUP, INC. 1,095,943 4,449,528 13.52%
3 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 541,400 2,190,000 6.66%
4 DEUTSCHE BANK AG\ 330,228 1,340,000 4.07%
5 OPPENHEIMER & CO INC 288,430 1,171,000 3.56%
6 Invesco Ltd. 210,828 856,000 2.60%
7 MORGAN STANLEY 189,653 770,000 2.34%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 180,368 732,000 2.22%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 173,832 706,000 2.15%
10 Thomas J. Herzfeld Advisors, Inc. 128,859 523,000 1.59%
11 STIFEL FINANCIAL CORP 128,100 520,000 1.58%
12 WOLVERINE ASSET MANAGEMENT LLC 104,303 423,000 1.29%
13 TFS CAPITAL LLC 101,596 412,000 1.25%
14 TCTC Holdings, LLC 94,007 382,000 1.16%
15 ROYAL BANK OF CANADA 73,546 299,000 0.91%
16 MARINER INVESTMENT GROUP LLC 68,000 276,000 0.84%
17 RAYMOND JAMES TRUST N.A. 56,455 229,000 0.70%
18 Robert W. Baird & Co. Inc 29,772 121,000 0.37%
19 Commonwealth Equity Services, Inc 27,074 110,000 0.33%
20 Virtu KCG Holdings LLC 22,980 93,000 0.28%
21 SIGNET FINANCIAL MANAGEMENT, LLC 22,023 89,000 0.27%
22 Private Advisor Group, LLC 20,871 85,000 0.26%
23 Cetera Advisor Networks LLC 21,098 84,000 0.26%
24 INVESTMENT CENTERS OF AMERICA INC 18,701 76,000 0.23%
25 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 17,941 73,000 0.22%
26 UBS Group AG 17,434 71,000 0.22%
27 Round Table Services, LLC 16,500 67,000 0.20%
28 B. Riley Wealth Advisors, Inc. 16,389 66,000 0.20%
29 WEDBUSH SECURITIES INC 15,931 65,000 0.20%
30 US BANCORP \DE\ 15,427 63,000 0.19%
31 Hilltop Holdings Inc. 14,500 59,000 0.18%
32 WELLS FARGO & COMPANY/MN 10,251 41,000 0.12%
33 BANK OF AMERICA CORP /DE/ 9,051 37,000 0.11%
34 WESTPORT RESOURCES MANAGEMENT INC 5,300 22,000 0.07%
35 Evercore Wealth Management, LLC 5,000 20,000 0.06%
36 BROWN BROTHERS HARRIMAN & CO 5,000 20,000 0.06%
37 Creative Planning 4,749 19,000 0.06%
38 Transamerica Financial Advisors, LLC 2,000 9,000 0.03%
39 CITIGROUP INC 1,400 6,000 0.02%
40 WFG Advisors, LP 1,000 4,000 0.01%
41 D.A. DAVIDSON & CO. 500 2,000 0.01%
42 NEXT Financial Group, Inc 400 1,000 0.00%
43 COLONY GROUP LLC 167 1,000 0.00%
44 Advisory Services Network, LLC 344 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.