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CUSHING MLP TOTAL RETURN FUND
CUSHING MLP TOTAL RETURN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 40 Institutional holders with a total value of $45,136,730.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 5,002,990 29,518,000 65.40%
2 AMERICAN INTERNATIONAL GROUP, INC. 644,018 3,799,707 8.42%
3 MORGAN STANLEY 305,893 1,805,000 4.00%
4 ROYAL BANK OF CANADA 239,661 1,414,000 3.13%
5 Invesco Ltd. 231,722 1,367,000 3.03%
6 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 202,149 1,193,000 2.64%
7 DEUTSCHE BANK AG\ 157,460 929,000 2.06%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 140,330 827,000 1.83%
9 TCTC Holdings, LLC 133,490 788,000 1.75%
10 WFG Advisors, LP 116,790 689,000 1.53%
11 UBS Group AG 59,938 354,000 0.78%
12 RAYMOND JAMES TRUST N.A. 56,455 333,000 0.74%
13 OPPENHEIMER & CO INC 46,000 271,000 0.60%
14 RAYMOND JAMES & ASSOCIATES 44,338 262,000 0.58%
15 GOLDMAN SACHS GROUP INC 26,731 158,000 0.35%
16 Commonwealth Equity Services, Inc 23,989 142,000 0.31%
17 B. Riley Wealth Advisors, Inc. 23,297 137,000 0.30%
18 Private Advisor Group, LLC 20,210 119,000 0.26%
19 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 17,701 104,000 0.23%
20 Virtu KCG Holdings LLC 15,700 93,000 0.21%
21 US BANCORP \DE\ 15,427 91,000 0.20%
22 INVESTMENT CENTERS OF AMERICA INC 14,748 87,000 0.19%
23 Cetera Advisor Networks LLC 14,598 87,000 0.19%
24 First Allied Advisory Services, Inc. 14,700 86,000 0.19%
25 NATIONAL PLANNING CORP 14,100 85,023 0.19%
26 M&T BANK CORP 10,763 64,000 0.14%
27 CITADEL ADVISORS LLC 10,314 61,000 0.14%
28 Crosspoint Capital Strategies, LLC 7,840 46,000 0.10%
29 WELLS FARGO & COMPANY/MN 7,351 43,000 0.10%
30 BANK OF AMERICA CORP /DE/ 7,051 42,000 0.09%
31 BROWN BROTHERS HARRIMAN & CO 5,000 30,000 0.07%
32 Creative Planning 4,714 28,000 0.06%
33 D.A. DAVIDSON & CO. 4,500 26,000 0.06%
34 WESTPORT RESOURCES MANAGEMENT INC 3,500 21,000 0.05%
35 BANK OF MONTREAL /CAN/ 2,000 12,000 0.03%
36 Transamerica Financial Advisors, LLC 2,000 12,000 0.03%
37 CITIGROUP INC 1,400 8,000 0.02%
38 Advisory Services Network, LLC 344 2,000 0.00%
39 NEXT Financial Group, Inc 400 2,000 0.00%
40 COLONY GROUP LLC 164 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.