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CUSHING MLP TOTAL RETURN FUND
CUSHING MLP TOTAL RETURN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 40 Institutional holders with a total value of $50,135,645.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 2,943,211 25,076,000 50.02%
2 AMERICAN INTERNATIONAL GROUP, INC. 528,530 4,561,218 9.10%
3 Independence Trust CO 354,649 3,061,000 6.11%
4 MORGAN STANLEY 349,938 3,020,000 6.02%
5 Invesco Ltd. 248,977 2,149,000 4.29%
6 ROYAL BANK OF CANADA 222,268 1,918,000 3.83%
7 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 203,493 1,756,000 3.50%
8 TCTC Holdings, LLC 151,490 1,307,000 2.61%
9 WFG Advisors, LP 111,440 962,000 1.92%
10 DEUTSCHE BANK AG\ 97,240 839,000 1.67%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 95,232 822,000 1.64%
12 RAYMOND JAMES TRUST N.A. 56,455 487,000 0.97%
13 RAYMOND JAMES & ASSOCIATES 54,348 469,000 0.94%
14 Cambridge Investment Research Advisors, Inc. 51,085 441,000 0.88%
15 UBS AG 47,791 412,000 0.82%
16 Placemark Investments, Inc. 40,779 352,000 0.70%
17 First Allied Advisory Services, Inc. 33,650 287,000 0.57%
18 Commonwealth Equity Services, Inc 26,146 226,000 0.45%
19 Private Advisor Group, LLC 24,742 214,000 0.43%
20 B. Riley Wealth Advisors, Inc. 23,104 199,000 0.40%
21 D.A. DAVIDSON & CO. 20,000 172,000 0.34%
22 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 17,082 147,000 0.29%
23 US BANCORP \DE\ 15,427 133,000 0.27%
24 INVESTMENT CENTERS OF AMERICA INC 14,975 130,000 0.26%
25 BANK OF AMERICA CORP /DE/ 14,353 124,000 0.25%
26 NATIONAL PLANNING CORP 14,100 117,000 0.23%
27 Freedom Investment Management, Inc. 13,411 116,000 0.23%
28 Janney Montgomery Scott LLC 12,216 105,427 0.21%
29 M&T BANK CORP 10,763 93,000 0.19%
30 WELLS FARGO & COMPANY/MN 10,356 89,000 0.18%
31 NEXT Financial Group, Inc 8,950 77,000 0.15%
32 Crosspoint Capital Strategies, LLC 8,735 75,000 0.15%
33 BROWN BROTHERS HARRIMAN & CO 5,000 43,000 0.09%
34 Evercore Wealth Management, LLC 5,000 43,000 0.09%
35 Creative Planning 4,650 40,000 0.08%
36 WESTPORT RESOURCES MANAGEMENT INC 3,500 30,000 0.06%
37 BANK OF MONTREAL /CAN/ 2,000 17,000 0.03%
38 Transamerica Financial Advisors, LLC 1,500 13,000 0.03%
39 CITIGROUP INC 1,400 12,000 0.02%
40 COLONY GROUP LLC 158 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.