| 1 |
Shaker Financial Services, LLC |
342,680 |
3,279,000 |
38.20% |
|
|
| 2 |
Bulldog Investors, LLP |
97,229 |
930,000 |
10.83% |
|
|
| 3 |
Advisors Asset Management, Inc. |
92,711 |
887,000 |
10.33% |
|
|
| 4 |
UBS AG |
78,768 |
754,000 |
8.78% |
|
|
| 5 |
DOLIVER ADVISORS, LP |
50,573 |
484,000 |
5.64% |
|
|
| 6 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
47,858 |
458,000 |
5.34% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
44,007 |
421,000 |
4.90% |
|
|
| 8 |
Cambridge Investment Research Advisors, Inc. |
25,025 |
239,000 |
2.78% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
23,149 |
221,000 |
2.57% |
|
|
| 10 |
ROYAL BANK OF CANADA |
16,967 |
162,000 |
1.89% |
|
|
| 11 |
LPL Financial LLC |
15,050 |
144,000 |
1.68% |
|
|
| 12 |
Capital Investment Advisors, LLC |
11,835 |
113,261 |
1.32% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
10,476 |
100,000 |
1.16% |
|
|
| 14 |
MORGAN STANLEY |
10,247 |
98,000 |
1.14% |
|
|
| 15 |
NEW ENGLAND SECURITIES CORP /MA/ |
10,141 |
97,000 |
1.13% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
5,814 |
55,000 |
0.64% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,655 |
54,000 |
0.63% |
|
|
| 18 |
CITIGROUP INC |
5,216 |
50,000 |
0.58% |
|
|
| 19 |
MSI Financial Services Inc |
1,580 |
15,000 |
0.17% |
|
|
| 20 |
MassMutual Private Wealth & Trust, FSB |
1,000 |
9,570 |
0.11% |
|
|
| 21 |
AMERIPRISE FINANCIAL INC |
525 |
5,000 |
0.06% |
|
|
| 22 |
Creative Planning |
493 |
5,000 |
0.06% |
|
|
| 23 |
WFG Advisors, LP |
340 |
3,000 |
0.03% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
44 |
421 |
0.00% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
26 |
0 |
0.00% |
|
|
