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DELAWARE INVTS DIV & INCOME
DELAWARE INVTS DIV & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $9,751,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 200,830 1,771,000 18.16%
2 ICON ADVISERS INC/CO 195,242 1,722,000 17.66%
3 Shaker Financial Services, LLC 158,674 1,400,000 14.36%
4 LPL Financial LLC 85,038 741,000 7.60%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 61,029 538,000 5.52%
6 ENVESTNET ASSET MANAGEMENT INC 60,819 536,000 5.50%
7 ROYAL BANK OF CANADA 53,030 468,000 4.80%
8 WOLVERINE ASSET MANAGEMENT LLC 40,918 360,000 3.69%
9 BANK OF AMERICA CORP /DE/ 40,369 356,000 3.65%
10 UBS Group AG 37,775 333,000 3.42%
11 Sigma Planning Corp 34,629 305,000 3.13%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,882 158,000 1.62%
13 MORGAN STANLEY 15,442 136,000 1.39%
14 Yakira Capital Management, Inc. 13,662 120,000 1.23% SH
15 Bulldog Investors, LLP 12,991 115,000 1.18%
16 Capital Investment Advisors, LLC 11,835 104,000 1.07%
17 WELLS FARGO & COMPANY/MN 10,860 96,000 0.98%
18 Cambridge Investment Research Advisors, Inc. 10,750 95,000 0.97%
19 Wilmington Savings Fund Society, FSB 10,275 91,000 0.93%
20 MSI Financial Services Inc 8,376 74,000 0.76%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,157 63,000 0.65%
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 6,005 53,000 0.54%
23 Thomas J. Herzfeld Advisors, Inc. 4,703 41,000 0.42%
24 AMERICAN INTERNATIONAL GROUP, INC. 3,744 33,000 0.34%
25 CITIGROUP INC 2,046 18,000 0.18%
26 GLENMEDE TRUST CO NA 2,000 17,000 0.17%
27 Creative Planning 450 4,000 0.04%
28 PNC FINANCIAL SERVICES GROUP, INC. 173 2,000 0.02%
29 BARCLAYS PLC 112 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.