| 1 |
Saba Capital Management, L.P. |
390,966 |
4,105,000 |
33.38% |
|
|
| 2 |
ICON ADVISERS INC/CO |
276,818 |
2,890,000 |
23.50% |
|
|
| 3 |
UBS AG |
80,564 |
841,000 |
6.84% |
|
|
| 4 |
Yakira Capital Management, Inc. |
72,112 |
753,000 |
6.12% |
|
SH |
| 5 |
NEXT Financial Group, Inc |
60,925 |
607,000 |
4.94% |
|
|
| 6 |
CREDIT SUISSE AG/ |
39,733 |
415,000 |
3.38% |
|
|
| 7 |
DOLIVER ADVISORS, LP |
36,360 |
380,000 |
3.09% |
|
|
| 8 |
LPL Financial LLC |
28,666 |
299,000 |
2.43% |
|
|
| 9 |
Cambridge Investment Research Advisors, Inc. |
28,435 |
297,000 |
2.42% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
26,217 |
274,000 |
2.23% |
|
|
| 11 |
MORGAN STANLEY |
19,905 |
208,000 |
1.69% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
17,236 |
181,000 |
1.47% |
|
|
| 13 |
Virtu KCG Holdings LLC |
17,025 |
179,000 |
1.46% |
|
|
| 14 |
ENVESTNET ASSET MANAGEMENT INC |
16,100 |
168,000 |
1.37% |
|
|
| 15 |
GOLDMAN SACHS GROUP INC |
11,845 |
124,000 |
1.01% |
|
|
| 16 |
Capital Investment Advisors, LLC |
11,835 |
124,000 |
1.01% |
|
|
| 17 |
ROYAL BANK OF CANADA |
11,400 |
119,000 |
0.97% |
|
|
| 18 |
Thomas J. Herzfeld Advisors, Inc. |
9,926 |
104,000 |
0.85% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
7,253 |
76,000 |
0.62% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,931 |
72,000 |
0.59% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,642 |
27,582 |
0.22% |
|
|
| 22 |
MSI Financial Services Inc |
1,580 |
16,000 |
0.13% |
|
|
| 23 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,171 |
12,000 |
0.10% |
|
|
| 24 |
MassMutual Private Wealth & Trust, FSB |
1,000 |
10,440 |
0.08% |
|
|
| 25 |
AMERIPRISE FINANCIAL INC |
525 |
5,000 |
0.04% |
|
|
| 26 |
WFG Advisors, LP |
340 |
4,000 |
0.03% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
200 |
2,000 |
0.02% |
|
|
| 28 |
Ground Swell Capital, LLC |
75 |
1,000 |
0.01% |
|
|
| 29 |
BARCLAYS PLC |
112 |
1,000 |
0.01% |
|
|
| 30 |
CITIGROUP INC |
85 |
1,000 |
0.01% |
|
|
