Dark
Light
System
Security
DELAWARE INVTS DIV & INCOME
DELAWARE INVTS DIV & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $10,886,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 296,509 2,935,000 26.96%
2 ICON ADVISERS INC/CO 265,853 2,632,000 24.18%
3 Shaker Financial Services, LLC 166,967 1,653,000 15.18%
4 BANK OF AMERICA CORP /DE/ 47,264 468,000 4.30%
5 CITIGROUP INC 46,423 459,000 4.22%
6 LPL Financial LLC 39,010 382,000 3.51%
7 UBS Group AG 37,434 370,000 3.40%
8 ROYAL BANK OF CANADA 30,346 300,000 2.76%
9 MORGAN STANLEY 23,423 232,000 2.13%
10 RELIANCE TRUST CO OF DELAWARE 21,526 213,000 1.96%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,939 148,000 1.36%
12 DOLIVER ADVISORS, LP 14,332 142,000 1.30%
13 Bulldog Investors, LLP 14,049 139,000 1.28%
14 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13,920 138,000 1.27%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,513 134,000 1.23%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13,266 131,000 1.20%
17 WELLS FARGO & COMPANY/MN 11,376 113,000 1.04%
18 ENVESTNET ASSET MANAGEMENT INC 11,173 111,000 1.02%
19 MSI Financial Services Inc 8,427 83,000 0.76%
20 Thomas J. Herzfeld Advisors, Inc. 2,624 26,000 0.24%
21 ADVISOR GROUP, INC. 2,358 23,000 0.21%
22 Gemmer Asset Management LLC 2,000 20,000 0.18%
23 GLENMEDE TRUST CO NA 1,600 15,000 0.14%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 10,000 0.09%
25 IFP ADVISORS, INC 500 5,000 0.05%
26 Creative Planning 399 4,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.