| 1 |
Saba Capital Management, L.P. |
253,870 |
2,501,000 |
27.68% |
|
|
| 2 |
Shaker Financial Services, LLC |
210,487 |
2,073,000 |
22.94% |
|
|
| 3 |
UBS AG |
85,273 |
840,000 |
9.30% |
|
|
| 4 |
NEXT Financial Group, Inc |
63,425 |
625,000 |
6.92% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
39,340 |
388,000 |
4.29% |
|
|
| 6 |
Yakira Capital Management, Inc. |
32,974 |
325,000 |
3.60% |
|
|
| 7 |
LPL Financial LLC |
31,221 |
305,000 |
3.38% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
24,968 |
245,000 |
2.71% |
|
|
| 9 |
MORGAN STANLEY |
23,297 |
229,000 |
2.53% |
|
|
| 10 |
Cambridge Investment Research Advisors, Inc. |
22,556 |
222,000 |
2.46% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
22,327 |
220,000 |
2.43% |
|
|
| 12 |
ENVESTNET ASSET MANAGEMENT INC |
22,013 |
217,000 |
2.40% |
|
|
| 13 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
20,137 |
198,000 |
2.19% |
|
|
| 14 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13,761 |
136,000 |
1.51% |
|
|
| 15 |
Capital Investment Advisors, LLC |
11,835 |
117,000 |
1.29% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
8,564 |
84,000 |
0.93% |
|
|
| 17 |
BANK OF MONTREAL /CAN/ |
8,176 |
81,000 |
0.90% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,965 |
69,000 |
0.76% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
6,767 |
67,000 |
0.74% |
|
|
| 20 |
ROYAL BANK OF CANADA |
3,400 |
33,000 |
0.37% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,604 |
25,653 |
0.28% |
|
|
| 22 |
MSI Financial Services Inc |
1,580 |
16,000 |
0.18% |
|
|
| 23 |
MassMutual Private Wealth & Trust, FSB |
1,005 |
9,899 |
0.11% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
525 |
5,000 |
0.06% |
|
|
| 25 |
WFG Advisors, LP |
340 |
3,000 |
0.03% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.01% |
|
|
| 27 |
CITIGROUP INC |
9 |
0 |
0.00% |
|
|
