| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,471,579 | 19,410,000 | 20.24% | ||
| 2 | MORGAN STANLEY | 751,664 | 9,914,000 | 10.34% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 706,894 | 9,325,000 | 9.73% | ||
| 4 | RESTRUCTURING CAPITAL ASSOCIATES LP | 556,377 | 7,339,000 | 7.65% | ||
| 5 | Invesco Ltd. | 484,428 | 6,390,000 | 6.66% | ||
| 6 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 300,600 | 3,965,000 | 4.14% | ||
| 7 | ENVESTNET ASSET MANAGEMENT INC | 296,419 | 3,910,000 | 4.08% | ||
| 8 | AMERIPRISE FINANCIAL INC | 246,397 | 3,250,000 | 3.39% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 210,792 | 2,780,000 | 2.90% | ||
| 10 | PRUDENTIAL PLC | 200,000 | 2,638,000 | 2.75% | ||
| 11 | CREDIT SUISSE AG/ | 181,220 | 2,390,000 | 2.49% | ||
| 12 | WELLS FARGO & COMPANY/MN | 168,516 | 2,223,000 | 2.32% | ||
| 13 | COHEN & STEERS, INC. | 137,485 | 1,813,000 | 1.89% | ||
| 14 | UBS Group AG | 123,277 | 1,626,000 | 1.70% | ||
| 15 | WHITE PINE CAPITAL LLC | 122,177 | 1,612,000 | 1.68% | ||
| 16 | CPWM, LLC | 117,328 | 1,548,000 | 1.61% | ||
| 17 | Horizon Kinetics LLC | 116,590 | 1,538,000 | 1.60% | ||
| 18 | OAK HILL ADVISORS LP | 103,344 | 1,363,000 | 1.42% | ||
| 19 | LOOMIS SAYLES & CO L P | 92,410 | 1,219,000 | 1.27% | ||
| 20 | LPL Financial LLC | 87,235 | 1,138,000 | 1.19% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 77,027 | 1,016,000 | 1.06% | ||
| 22 | Capital Investment Advisors, LLC | 70,228 | 929,000 | 0.97% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 46,417 | 612,000 | 0.64% | ||
| 24 | HUNTINGTON NATIONAL BANK | 38,539 | 508,000 | 0.53% | PRN | |
| 25 | Yorktown Management & Research Co Inc | 38,000 | 502,000 | 0.52% | ||
| 26 | DAVENPORT & Co LLC | 37,335 | 492,448 | 0.51% | ||
| 27 | BANK OF MONTREAL /CAN/ | 36,000 | 475,000 | 0.50% | ||
| 28 | BAIRD FINANCIAL GROUP, INC. | 34,242 | 452,000 | 0.47% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 33,054 | 436,000 | 0.45% | ||
| 30 | Rock Point Advisors, LLC | 25,490 | 336,000 | 0.35% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 24,880 | 328,000 | 0.34% | ||
| 32 | Allen Investment Management, LLC | 23,426 | 309,000 | 0.32% | ||
| 33 | Private Advisor Group, LLC | 22,695 | 299,000 | 0.31% | ||
| 34 | 10-15 ASSOCIATES, INC. | 20,575 | 271,000 | 0.28% | ||
| 35 | Sandy Spring Bank | 20,500 | 270,000 | 0.28% | ||
| 36 | Yellowstone Partners, LLC | 16,756 | 221,000 | 0.23% | ||
| 37 | ROYAL BANK OF CANADA | 16,546 | 218,000 | 0.23% | ||
| 38 | DEUTSCHE BANK AG\ | 14,225 | 186,000 | 0.19% | ||
| 39 | SHEPHERD KAPLAN KROCHUK, LLC | 13,757 | 182,000 | 0.19% | ||
| 40 | Commonwealth Equity Services, Inc | 13,546 | 179,000 | 0.19% | ||
| 41 | BOSTON ADVISORS LLC | 13,390 | 177,000 | 0.18% | ||
| 42 | SHUFRO ROSE & CO LLC | 12,850 | 169,000 | 0.18% | ||
| 43 | POINTE CAPITAL MANAGEMENT LLC | 12,700 | 168,000 | 0.18% | ||
| 44 | WADE G W & INC | 12,530 | 165,000 | 0.17% | ||
| 45 | Financial Advantage, Inc. | 12,367 | 163,000 | 0.17% | ||
| 46 | Sigma Planning Corp | 12,068 | 159,000 | 0.17% | ||
| 47 | Steinberg Global Asset Management | 11,352 | 150,000 | 0.16% | ||
| 48 | FIFTH THIRD BANCORP | 11,285 | 149,000 | 0.16% | ||
| 49 | DOLIVER ADVISORS, LP | 10,739 | 142,000 | 0.15% | ||
| 50 | SCOTIA CAPITAL INC. | 10,606 | 140,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
