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EATON VANCE SR FLTNG RTE TR
EATON VANCE SR FLTNG RTE TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 76 Institutional holders with a total value of $114,508,248.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 447 6,000 0.01%
2 PENSERRA CAPITAL MANAGEMENT LLC 522 7,000 0.01%
3 Hudock, Inc. 499 7,000 0.01%
4 Creative Planning 500 7,000 0.01%
5 GENEOS WEALTH MANAGEMENT INC. 750 10,000 0.01%
6 SeaBridge Investment Advisors LLC 770 11,000 0.01%
7 WOODMONT INVESTMENT COUNSEL LLC 1,000 14,000 0.01%
8 US BANCORP \DE\ 1,500 21,000 0.02%
9 Advisory Services Network, LLC 1,522 22,000 0.02%
10 Brick & Kyle, Associates 1,750 25,000 0.02%
11 Carroll Financial Associates, Inc. 1,900 26,000 0.02%
12 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,900 27,000 0.02%
13 Highlander Capital Management, LLC 2,000 28,000 0.02%
14 WASHINGTON TRUST BANK 2,002 28,000 0.02%
15 DEUTSCHE BANK AG\ 2,000 28,000 0.02%
16 PNC FINANCIAL SERVICES GROUP, INC. 2,284 32,000 0.03%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,010 42,000 0.04%
18 WHITTIER TRUST CO 5,600 79,000 0.07%
19 ADVISOR GROUP, INC. 5,604 80,000 0.07%
20 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 8,242 116,000 0.10%
21 CITIGROUP INC 9,006 127,000 0.11%
22 Bank of New York Mellon Corp 11,476 162,000 0.14%
23 Cetera Advisors LLC 11,630 164,000 0.14%
24 Shaker Financial Services, LLC 12,000 170,000 0.15%
25 WADE G W & INC 12,530 177,000 0.15%
26 TWIN FOCUS CAPITAL PARTNERS, LLC 14,000 198,000 0.17%
27 Sigma Planning Corp 14,386 203,000 0.18%
28 Oxbow Advisors, LLC 15,790 223,000 0.19%
29 ROYAL BANK OF CANADA 15,148 223,000 0.19%
30 BANK OF MONTREAL /CAN/ 15,920 225,000 0.20%
31 MSI Financial Services Inc 17,380 246,000 0.21%
32 Yellowstone Partners, LLC 17,527 248,000 0.22%
33 SHUFRO ROSE & CO LLC 19,550 276,000 0.24% PRN
34 Sandy Spring Bank 20,500 290,000 0.25%
35 Virtu KCG Holdings LLC 21,468 303,000 0.26%
36 INVESTMENT CENTERS OF AMERICA INC 21,819 308,000 0.27%
37 10-15 ASSOCIATES, INC. 21,775 308,000 0.27%
38 Horizon Kinetics LLC 22,129 313,000 0.27%
39 NATIONAL PLANNING CORP 27,963 393,000 0.34%
40 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 30,030 425,000 0.37%
41 DAVENPORT & Co LLC 32,445 458,447 0.40%
42 Private Advisor Group, LLC 34,888 495,000 0.43%
43 Commonwealth Equity Services, Inc 37,279 527,000 0.46%
44 Capital Investment Advisors, LLC 41,326 584,000 0.51%
45 Cambridge Investment Research Advisors, Inc. 45,647 645,000 0.56%
46 Choate Investment Advisors 50,729 716,801 0.63%
47 Raymond James Financial Services Advisors, Inc. 52,440 741,000 0.65%
48 PROFICIO CAPITAL PARTNERS LLC 56,756 802,000 0.70%
49 K.J. Harrison & Partners Inc 58,500 827,000 0.72%
50 RAYMOND JAMES & ASSOCIATES 65,067 919,000 0.80%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.