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EATON VANCE TAX-ADV BD & OPT
EATON VANCE TAX-ADV BD & OPT. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 19 Institutional holders with a total value of $20,256,947.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 764,529 8,463,000 41.78%
2 WELLS FARGO & COMPANY/MN 191,108 2,116,000 10.45%
3 BANK OF AMERICA CORP /DE/ 173,966 1,926,000 9.51%
4 RAYMOND JAMES & ASSOCIATES 145,178 1,607,000 7.93%
5 Invesco Ltd. 127,642 1,413,000 6.98%
6 Raymond James Financial Services Advisors, Inc. 69,386 768,000 3.79%
7 AMERIPRISE FINANCIAL INC 60,323 668,000 3.30%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 52,547 581,000 2.87%
9 Shaker Financial Services, LLC 51,903 575,000 2.84%
10 WEDBUSH SECURITIES INC 38,060 421,000 2.08%
11 TFS CAPITAL LLC 30,634 339,000 1.67%
12 DOLIVER ADVISORS, LP 29,019 321,000 1.58%
13 Cambridge Investment Research Advisors, Inc. 25,298 280,000 1.38%
14 GUGGENHEIM CAPITAL LLC 21,702 240,000 1.18%
15 K.J. Harrison & Partners Inc 21,340 236,000 1.17%
16 SG Americas Securities, LLC 14,299 158,000 0.78%
17 SONORA INVESTMENT MANAGEMENT, LLC 8,035 88,947 0.44%
18 CITIGROUP INC 3,931 44,000 0.22%
19 ROYAL BANK OF CANADA 1,100 12,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.