Dark
Light
System
Security
ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 142 Institutional holders with a total value of $677,057,313.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Foundry Partners, LLC 17,975 410,000 0.06%
52 Arizona State Retirement System 18,068 411,000 0.06%
53 TUDOR INVESTMENT CORP ET AL 18,594 424,000 0.06%
54 Financial Engines Advisors L.L.C. 19,400 442,000 0.07%
55 AMERICAN INTERNATIONAL GROUP, INC. 19,471 443,939 0.07%
56 METROPOLITAN LIFE INSURANCE CO/NY 19,654 448,000 0.07%
57 BRYN MAWR CAPITAL MANAGEMENT INC 20,108 458,000 0.07%
58 BANK OF AMERICA CORP /DE/ 20,464 466,000 0.07%
59 STEVENS CAPITAL MANAGEMENT LP 20,766 473,000 0.07%
60 BlackRock Group LTD 21,511 491,000 0.07%
61 Nationwide Fund Advisors 22,091 504,000 0.07%
62 DEERE & CO 22,203 506,000 0.07%
63 State of Tennessee, Department of Treasury 22,400 511,000 0.08%
64 FRIESS ASSOCIATES LLC 23,000 524,000 0.08%
65 TEXAS PERMANENT SCHOOL FUND CORP 23,608 538,000 0.08%
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,300 554,000 0.08% Call
67 VIRGINIA RETIREMENT SYSTEMS ET Al 25,000 570,000 0.08%
68 ROYAL BANK OF CANADA 26,252 599,000 0.09%
69 WELLINGTON MANAGEMENT GROUP LLP 28,078 640,000 0.09%
70 Swiss National Bank 29,100 663,000 0.10%
71 FIRST MERCANTILE TRUST CO 29,525 673,000 0.10%
72 FALCON POINT CAPITAL, LLC 30,323 691,000 0.10%
73 TEACHERS ADVISORS, LLC 31,313 714,000 0.11%
74 GAGNON SECURITIES LLC 33,201 757,000 0.11%
75 BARCLAYS PLC 36,545 804,000 0.12%
76 ABERDEEN ASSET MANAGEMENT PLC/UK 41,000 935,000 0.14%
77 RHUMBLINE ADVISERS 41,906 955,000 0.14%
78 CREDIT SUISSE AG/ 43,485 992,000 0.15%
79 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 46,562 1,062,000 0.16%
80 SECOR Capital Advisors, LP 47,005 1,072,000 0.16%
81 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 47,114 1,074,000 0.16%
82 PUBLIC SECTOR PENSION INVESTMENT BOARD 49,119 1,120,000 0.17%
83 MENTA CAPITAL LLC 50,869 1,160,000 0.17%
84 PRUDENTIAL FINANCIAL INC 57,370 1,308,000 0.19%
85 SHELL ASSET MANAGEMENT CO 58,161 1,326,000 0.20%
86 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 65,098 1,484,000 0.22%
87 LOMBARDIA CAPITAL PARTNERS LLC 66,546 1,517,000 0.22%
88 GUGGENHEIM CAPITAL LLC 73,739 1,681,000 0.25%
89 DEUTSCHE BANK AG\ 74,283 1,693,000 0.25%
90 FIRST TRUST ADVISORS LP 82,549 1,882,000 0.28%
91 PANAGORA ASSET MANAGEMENT INC 87,430 1,993,000 0.29%
92 AMERICAN CENTURY COMPANIES INC 89,139 2,032,000 0.30%
93 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 90,980 2,074,000 0.31%
94 SYSTEMATIC FINANCIAL MANAGEMENT LP 94,015 2,143,000 0.32%
95 MASON STREET ADVISORS, LLC 94,249 2,149,000 0.32%
96 BlackRock Investment Management, LLC 94,673 2,159,000 0.32%
97 Invesco Ltd. 96,851 2,208,000 0.33%
98 COMERICA BANK 99,516 2,269,000 0.34%
99 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 105,800 2,413,000 0.36%
100 PARAMETRIC PORTFOLIO ASSOCIATES LLC 111,540 2,543,000 0.38%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.