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ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 153 Institutional holders with a total value of $793,240,315.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYCE & ASSOCIATES LP 2,813,817 78,280,000 9.87%
2 DISCIPLINED GROWTH INVESTORS INC /MN 2,338,163 65,048,000 8.20%
3 FMR LLC 2,209,599 61,471,000 7.75%
4 BlackRock Fund Advisors 2,175,451 60,521,000 7.63%
5 VANGUARD GROUP INC 1,934,759 53,825,000 6.79%
6 PRICE T ROWE ASSOCIATES INC /MD/ 1,519,710 42,278,000 5.33%
7 Sandell Asset Management Corp. 1,353,864 37,664,000 4.75%
8 DIMENSIONAL FUND ADVISORS LP 1,280,899 35,635,000 4.49%
9 Odey Asset Management Group Ltd 1,098,900 30,571,000 3.85%
10 Bank of New York Mellon Corp 1,018,407 28,332,000 3.57%
11 NORTHERN TRUST CORP 735,333 20,458,000 2.58%
12 BlackRock Institutional Trust Company, N.A. 650,853 18,107,000 2.28%
13 STATE STREET CORP 543,825 15,129,000 1.91%
14 ALLIANCEBERNSTEIN L.P. 563,177 14,874,000 1.88%
15 AMERIPRISE FINANCIAL INC 440,831 12,265,000 1.55%
16 NORGES BANK 400,364 11,138,000 1.40%
17 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 382,051 10,629,000 1.34%
18 RUSSELL FRANK CO/ 332,040 9,297,000 1.17%
19 KENNEDY CAPITAL MANAGEMENT LLC 316,264 8,798,000 1.11%
20 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 274,635 7,640,000 0.96%
21 Netols Asset Management, Inc. 260,146 7,237,000 0.91%
22 STATE OF WISCONSIN INVESTMENT BOARD 246,600 6,860,000 0.86%
23 GOLDMAN SACHS GROUP INC 230,222 6,405,000 0.81%
24 GAMCO INVESTORS, INC. ET AL 218,300 6,073,000 0.77%
25 ROYAL BANK OF CANADA 214,164 5,958,000 0.75%
26 SCOPUS ASSET MANAGEMENT, L.P. 195,665 5,443,000 0.69%
27 THRIVENT FINANCIAL FOR LUTHERANS 173,939 4,839,000 0.61%
28 Teton Advisors, Inc. 172,716 4,805,000 0.61%
29 PRINCIPAL FINANCIAL GROUP INC 172,066 4,787,000 0.60%
30 GABELLI FUNDS LLC 165,000 4,590,000 0.58%
31 BARROW HANLEY MEWHINNEY & STRAUSS LLC 163,402 4,546,000 0.57%
32 GEODE CAPITAL MANAGEMENT, LLC 159,302 4,431,000 0.56%
33 AlphaOne Investment Services, LLC 145,340 4,043,000 0.51%
34 MILLENNIUM MANAGEMENT LLC 136,495 3,797,000 0.48%
35 Sandell Investment Services LLC 131,166 3,649,000 0.46%
36 Shinko Asset Management Co., Ltd. 128,628 3,578,000 0.45%
37 Fisher Asset Management, LLC 128,628 3,578,000 0.45%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 123,130 3,425,000 0.43%
39 Invesco Ltd. 120,887 3,363,000 0.42%
40 MORGAN STANLEY 107,141 2,981,000 0.38%
41 BlackRock Investment Management, LLC 105,797 2,943,000 0.37%
42 TIAA CREF INVESTMENT MANAGEMENT LLC 102,917 2,863,000 0.36%
43 LORD, ABBETT & CO. LLC 91,302 2,540,000 0.32%
44 PUTNAM INVESTMENTS LLC 89,327 2,485,000 0.31%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 86,918 2,419,000 0.30%
46 CITADEL ADVISORS LLC 83,658 2,327,000 0.29%
47 D. E. Shaw & Co., Inc. 79,807 2,220,000 0.28%
48 SHELL ASSET MANAGEMENT CO 78,897 2,195,000 0.28%
49 BANK OF MONTREAL /CAN/ 78,827 2,193,000 0.28%
50 Nuveen Asset Management, LLC 74,452 2,071,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.