Dark
Light
System
Security
ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 154 Institutional holders with a total value of $774,896,340.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYCE & ASSOCIATES LP 2,886,017 76,220,000 9.84%
2 DISCIPLINED GROWTH INVESTORS INC /MN 2,360,338 62,337,000 8.04%
3 FMR LLC 2,119,174 55,968,000 7.22%
4 BlackRock Fund Advisors 2,092,404 55,260,000 7.13%
5 VANGUARD GROUP INC 1,884,635 49,772,000 6.42%
6 PRICE T ROWE ASSOCIATES INC /MD/ 1,623,770 42,884,000 5.53%
7 Sandell Asset Management Corp. 1,369,956 36,181,000 4.67%
8 DIMENSIONAL FUND ADVISORS LP 1,230,064 32,486,000 4.19%
9 Odey Asset Management Group Ltd 1,192,268 31,488,000 4.06%
10 Bank of New York Mellon Corp 1,073,093 28,339,000 3.66%
11 NORTHERN TRUST CORP 737,117 19,468,000 2.51%
12 BlackRock Institutional Trust Company, N.A. 638,112 16,853,000 2.17%
13 STATE STREET CORP 528,867 13,969,000 1.80%
14 ALLIANCEBERNSTEIN L.P. 504,877 13,334,000 1.72%
15 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 449,858 11,881,000 1.53%
16 KENNEDY CAPITAL MANAGEMENT LLC 420,890 11,116,000 1.43%
17 AMERIPRISE FINANCIAL INC 372,684 9,842,000 1.27%
18 NORGES BANK 353,864 9,346,000 1.21%
19 RUSSELL FRANK CO/ 340,923 9,003,000 1.16%
20 SANDLER CAPITAL MANAGEMENT 303,400 8,013,000 1.03% Put
21 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 274,635 7,253,000 0.94%
22 Netols Asset Management, Inc. 258,909 6,838,000 0.88%
23 STATE OF WISCONSIN INVESTMENT BOARD 245,356 6,480,000 0.84%
24 LMCG INVESTMENTS, LLC 238,233 6,292,000 0.81%
25 GAMCO INVESTORS, INC. ET AL 237,900 6,283,000 0.81%
26 Teton Advisors, Inc. 236,270 6,240,000 0.81%
27 GOLDMAN SACHS GROUP INC 236,202 6,238,000 0.81%
28 MILLENNIUM MANAGEMENT LLC 224,393 5,926,000 0.76%
29 Sandell Investment Services LLC 193,898 5,121,000 0.66%
30 WHITEBOX ADVISORS LLC 189,473 5,004,000 0.65%
31 MORGAN STANLEY 175,861 4,644,000 0.60%
32 GABELLI FUNDS LLC 165,000 4,358,000 0.56%
33 PRINCIPAL FINANCIAL GROUP INC 164,445 4,343,000 0.56%
34 THRIVENT FINANCIAL FOR LUTHERANS 163,914 4,329,000 0.56%
35 BARROW HANLEY MEWHINNEY & STRAUSS LLC 160,819 4,247,000 0.55%
36 GEODE CAPITAL MANAGEMENT, LLC 157,606 4,162,000 0.54%
37 AlphaOne Investment Services, LLC 126,793 3,348,000 0.43%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 125,742 3,321,000 0.43%
39 Invesco Ltd. 122,454 3,234,000 0.42%
40 CITADEL ADVISORS LLC 118,961 3,141,000 0.41%
41 D. E. Shaw & Co., Inc. 118,213 3,122,000 0.40%
42 TIAA CREF INVESTMENT MANAGEMENT LLC 107,192 2,831,000 0.37%
43 Fisher Asset Management, LLC 106,870 2,822,000 0.36%
44 BlackRock Investment Management, LLC 105,427 2,784,000 0.36%
45 Shinko Asset Management Co., Ltd. 105,251 2,780,000 0.36%
46 LORD, ABBETT & CO. LLC 94,702 2,501,000 0.32%
47 GUGGENHEIM CAPITAL LLC 93,762 2,477,000 0.32%
48 MENTA CAPITAL LLC 90,997 2,403,000 0.31%
49 PUTNAM INVESTMENTS LLC 89,963 2,375,000 0.31%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 84,660 2,236,000 0.29%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.