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ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 191 Institutional holders with a total value of $997,202,388.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 2,376,673 87,581,000 8.78%
2 DISCIPLINED GROWTH INVESTORS INC /MN 2,269,273 83,623,000 8.39%
3 ROYCE & ASSOCIATES LP 2,225,836 82,022,000 8.23%
4 BlackRock Fund Advisors 2,206,360 81,304,000 8.15%
5 FMR LLC 1,932,514 71,214,000 7.14%
6 DIMENSIONAL FUND ADVISORS LP 1,523,925 56,158,000 5.63%
7 LSV ASSET MANAGEMENT 1,313,105 48,387,000 4.85%
8 PRICE T ROWE ASSOCIATES INC /MD/ 1,092,820 40,270,000 4.04%
9 Bank of New York Mellon Corp 887,516 32,704,000 3.28%
10 NORTHERN TRUST CORP 799,590 29,465,000 2.95%
11 BlackRock Institutional Trust Company, N.A. 792,077 29,188,000 2.93%
12 STATE STREET CORP 564,037 20,785,000 2.08%
13 ALLIANCEBERNSTEIN L.P. 516,947 19,049,000 1.91%
14 LORD, ABBETT & CO. LLC 459,668 16,939,000 1.70%
15 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 404,782 14,916,000 1.50%
16 NORGES BANK 377,625 13,915,000 1.40%
17 KENNEDY CAPITAL MANAGEMENT LLC 347,401 12,802,000 1.28%
18 AMERIPRISE FINANCIAL INC 337,904 12,451,000 1.25%
19 STATE OF WISCONSIN INVESTMENT BOARD 330,859 12,192,000 1.22%
20 AJO, LP 329,057 12,126,000 1.22%
21 MORGAN STANLEY 299,825 11,047,000 1.11%
22 GEODE CAPITAL MANAGEMENT, LLC 226,894 8,361,000 0.84%
23 Netols Asset Management, Inc. 219,549 8,090,000 0.81%
24 PRINCIPAL FINANCIAL GROUP INC 196,277 7,233,000 0.73%
25 ROYAL BANK OF CANADA 195,933 7,220,000 0.72%
26 RUSSELL INVESTMENTS GROUP, LTD. 177,068 6,640,000 0.67%
27 GOLDMAN SACHS GROUP INC 179,961 6,632,000 0.67%
28 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 217,046 6,251,000 0.63%
29 BARROW HANLEY MEWHINNEY & STRAUSS LLC 147,508 5,436,000 0.55%
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 127,694 4,706,000 0.47%
31 BlackRock Investment Management, LLC 126,637 4,667,000 0.47%
32 D. E. Shaw & Co., Inc. 126,009 4,643,000 0.47%
33 AlphaOne Investment Services, LLC 121,126 4,463,000 0.45%
34 Clark Capital Management Group, Inc. 115,838 4,268,000 0.43%
35 JPMORGAN CHASE & CO 99,084 3,651,000 0.37%
36 BANK OF AMERICA CORP /DE/ 99,017 3,648,000 0.37%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 91,739 3,381,000 0.34%
38 Foundry Partners, LLC 88,220 3,251,000 0.33%
39 GLOBAL ALPHA CAPITAL MANAGEMENT LTD. 76,070 2,803,000 0.28%
40 Invesco Ltd. 75,908 2,797,000 0.28%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 73,697 2,716,000 0.27%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 72,798 2,683,000 0.27%
43 BlackRock Group LTD 69,196 2,549,000 0.26%
44 SHELL ASSET MANAGEMENT CO 66,763 2,460,000 0.25%
45 Dana Investment Advisors, Inc. 65,615 2,418,000 0.24%
46 QS Investors, LLC 65,591 2,417,000 0.24%
47 MENTA CAPITAL LLC 60,021 2,212,000 0.22%
48 CITIGROUP INC 59,012 2,174,000 0.22%
49 Teton Advisors, Inc. 57,537 2,120,000 0.21%
50 HBK INVESTMENTS L P 55,286 2,037,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.