Dark
Light
System
Security
ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 175 Institutional holders with a total value of $888,078,927.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYCE & ASSOCIATES LP 2,615,917 83,238,000 9.37%
2 DISCIPLINED GROWTH INVESTORS INC /MN 2,249,663 71,584,000 8.06%
3 FMR LLC 2,157,286 68,645,000 7.73%
4 VANGUARD GROUP INC 2,073,851 65,991,000 7.43%
5 BlackRock Fund Advisors 1,987,407 63,239,000 7.12%
6 PRICE T ROWE ASSOCIATES INC /MD/ 1,426,720 45,398,000 5.11%
7 DIMENSIONAL FUND ADVISORS LP 1,356,304 43,157,000 4.86%
8 Bank of New York Mellon Corp 1,055,725 33,593,000 3.78%
9 NORTHERN TRUST CORP 768,906 24,467,000 2.76%
10 ALLIANCEBERNSTEIN L.P. 697,987 22,210,000 2.50%
11 BlackRock Institutional Trust Company, N.A. 681,123 21,673,000 2.44%
12 STATE STREET CORP 508,668 16,189,000 1.82%
13 LORD, ABBETT & CO. LLC 439,214 13,976,000 1.57%
14 NORGES BANK 425,364 13,535,000 1.52%
15 KENNEDY CAPITAL MANAGEMENT LLC 408,691 13,005,000 1.46%
16 AMERIPRISE FINANCIAL INC 404,597 12,875,000 1.45%
17 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 376,770 11,989,000 1.35%
18 SYSTEMATIC FINANCIAL MANAGEMENT LP 346,950 11,039,000 1.24%
19 LSV ASSET MANAGEMENT 290,102 9,231,000 1.04%
20 RUSSELL FRANK CO/ 278,711 8,868,000 1.00%
21 GOLDMAN SACHS GROUP INC 252,696 8,040,000 0.91%
22 Netols Asset Management, Inc. 252,426 8,032,000 0.90%
23 STATE OF WISCONSIN INVESTMENT BOARD 246,600 7,847,000 0.88%
24 MILLENNIUM MANAGEMENT LLC 241,472 7,684,000 0.87%
25 GEODE CAPITAL MANAGEMENT, LLC 219,499 6,983,000 0.79%
26 THRIVENT FINANCIAL FOR LUTHERANS 214,779 6,834,000 0.77%
27 ROYAL BANK OF CANADA 205,935 6,554,000 0.74%
28 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 204,335 6,502,000 0.73%
29 PRINCIPAL FINANCIAL GROUP INC 176,074 5,603,000 0.63%
30 BARROW HANLEY MEWHINNEY & STRAUSS LLC 172,957 5,503,000 0.62%
31 Teton Advisors, Inc. 172,678 5,495,000 0.62%
32 Kiwi Wealth Investments Limited Partnership 167,060 5,316,000 0.60%
33 GAMCO INVESTORS, INC. ET AL 166,800 5,308,000 0.60%
34 GABELLI FUNDS LLC 160,000 5,091,000 0.57%
35 MORGAN STANLEY 158,579 5,045,000 0.57%
36 RENAISSANCE TECHNOLOGIES LLC 151,900 4,833,000 0.54%
37 AlphaOne Investment Services, LLC 139,780 4,448,000 0.50%
38 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 139,081 4,425,000 0.50%
39 Shinko Asset Management Co., Ltd. 128,628 4,093,000 0.46%
40 D. E. Shaw & Co., Inc. 126,873 4,037,000 0.45%
41 Fisher Asset Management, LLC 128,628 3,981,000 0.45%
42 CITADEL ADVISORS LLC 111,507 3,548,000 0.40%
43 GLOBAL ALPHA CAPITAL MANAGEMENT LTD. 110,700 3,522,000 0.40%
44 BlackRock Investment Management, LLC 106,164 3,378,000 0.38%
45 TIAA CREF INVESTMENT MANAGEMENT LLC 101,073 3,216,000 0.36%
46 PUTNAM INVESTMENTS LLC 91,208 2,903,000 0.33%
47 Invesco Ltd. 89,684 2,854,000 0.32%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 88,582 2,819,000 0.32%
49 TWO SIGMA INVESTMENTS, LP 82,856 2,636,000 0.30%
50 PARAMETRIC PORTFOLIO ASSOCIATES LLC 81,762 2,602,000 0.29%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.