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ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 154 Institutional holders with a total value of $774,896,340.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 5 0 0.00%
2 FIFTH THIRD BANCORP 72 2,000 0.00%
3 Gemmer Asset Management LLC 82 2,000 0.00%
4 SONORA INVESTMENT MANAGEMENT, LLC 147 4,000 0.00%
5 Brookstone Capital Management 191 5,000 0.00%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 180 5,000 0.00%
7 PNC FINANCIAL SERVICES GROUP, INC. 172 5,000 0.00%
8 Zurcher Kantonalbank (Zurich Cantonalbank) 295 8,000 0.00%
9 Global X Management CO LLC 402 11,000 0.00%
10 SEI INVESTMENTS CO 414 11,000 0.00%
11 BANK OF MONTREAL /CAN/ 470 12,000 0.00%
12 BlackRock Finance, Inc. 605 16,000 0.00%
13 Simplicity Solutions, LLC 653 17,246 0.00%
14 LS Investment Advisors, LLC 883 23,000 0.00%
15 PRELUDE CAPITAL MANAGEMENT, LLC 1,100 29,000 0.00%
16 US BANCORP \DE\ 1,145 30,000 0.00%
17 CANADA LIFE ASSURANCE Co 1,792 47,000 0.01%
18 GROUP ONE TRADING LLC 2,249 59,000 0.01%
19 SIT INVESTMENT ASSOCIATES INC 2,300 61,000 0.01%
20 VICTORY CAPITAL MANAGEMENT INC 2,501 66,000 0.01%
21 Quantbot Technologies LP 2,994 79,000 0.01%
22 TEACHER RETIREMENT SYSTEM OF TEXAS 3,204 85,000 0.01%
23 PineBridge Investments, L.P. 3,295 87,000 0.01%
24 Legal & General Group Plc 3,782 99,000 0.01%
25 MASON STREET ADVISORS, LLC 3,850 102,000 0.01%
26 UBS Group AG 4,170 110,000 0.01%
27 FEDERATED HERMES, INC. 4,277 113,000 0.01%
28 Municipal Employees' Retirement System of Michigan 5,070 134,000 0.02%
29 PEAK6 Group LLC 5,100 135,000 0.02% Call
30 PEAK6 Group LLC 6,000 158,000 0.02% Put
31 BNP PARIBAS FINANCIAL MARKETS 6,024 159,094 0.02%
32 CAPSTONE ASSET MANAGEMENT CO 8,073 213,000 0.03%
33 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 8,100 214,000 0.03%
34 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 8,144 215,000 0.03%
35 STONERIDGE INVESTMENT PARTNERS LLC 8,196 216,000 0.03%
36 NISA INVESTMENT ADVISORS, LLC 8,600 227,000 0.03%
37 Spot Trading L.L.C 8,600 227,000 0.03% Call
38 ROYAL BANK OF CANADA 8,660 229,000 0.03%
39 AMERICAN NATIONAL INSURANCE CO 9,100 240,000 0.03%
40 Campbell & CO Investment Adviser LLC 9,672 255,000 0.03%
41 FLOOD GAMBLE ASSOCIATES INC 10,000 264,000 0.03%
42 TUDOR INVESTMENT CORP ET AL 10,288 272,000 0.04%
43 KARPAS STRATEGIES, LLC 10,468 276,000 0.04%
44 WELLS FARGO & COMPANY/MN 10,738 283,000 0.04%
45 Geduld E E 11,500 304,000 0.04%
46 Louisiana State Employees Retirement System 11,500 304,000 0.04%
47 VOYA INVESTMENT MANAGEMENT LLC 11,719 309,000 0.04%
48 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 11,888 314,000 0.04%
49 Numeric Investors LLC 12,000 317,000 0.04%
50 Raymond James Financial Services Advisors, Inc. 12,413 328,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.