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FIRST TR EXCH TRD ALPHA FD I B
FIRST TR EXCH TRD ALPHA FD I B. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 23 Institutional holders with a total value of $132,799,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 6,956,868 108,875,000 81.98%
2 MORGAN STANLEY 534,859 8,370,000 6.30%
3 HAYS ADVISORY LLC 450,336 7,048,000 5.31%
4 STIFEL FINANCIAL CORP 124,814 1,951,000 1.47%
5 BANK OF AMERICA CORP /DE/ 101,302 1,585,000 1.19%
6 Janney Montgomery Scott LLC 50,301 787,000 0.59%
7 ROYAL BANK OF CANADA 47,556 745,000 0.56%
8 LPL Financial LLC 37,958 600,000 0.45%
9 AMERIPRISE FINANCIAL INC 32,663 511,000 0.38%
10 RAYMOND JAMES & ASSOCIATES 29,008 454,000 0.34%
11 Raymond James Financial Services Advisors, Inc. 22,416 351,000 0.26%
12 Horizon Investments, LLC 21,489 336,000 0.25%
13 FOUNDERS FINANCIAL SECURITIES LLC 21,493 336,000 0.25%
14 WealthTrust Fairport, LLC 16,610 260,000 0.20%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,110 174,000 0.13%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,810 169,000 0.13%
17 ENVESTNET ASSET MANAGEMENT INC 10,049 156,000 0.12%
18 First Eagle Investment Management, LLC 2,915 46,000 0.03%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 881 14,000 0.01%
20 CITIGROUP INC 847 13,000 0.01%
21 Independent Portfolio Consultants, Inc. 695 11,000 0.01%
22 WELLS FARGO & COMPANY/MN 426 7,000 0.01%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.