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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 20 Institutional holders with a total value of $20,680,968.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 194,841 6,568,000 31.76%
2 BLUE CREEK INVESTMENT PARTNERS, LLC 99,107 3,481,000 16.83%
3 MORGAN STANLEY 69,530 2,344,000 11.33%
4 ROYAL BANK OF CANADA 59,115 1,993,000 9.64%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,340 1,427,000 6.90%
6 AMERIPRISE FINANCIAL INC 32,932 1,110,000 5.37%
7 JANE STREET GROUP, LLC 25,995 876,000 4.24%
8 CITADEL ADVISORS LLC 21,543 726,000 3.51%
9 OLD MISSION CAPITAL LLC 20,378 687,000 3.32%
10 LPL Financial LLC 20,995 676,000 3.27%
11 Frontier Wealth Management LLC 10,395 350,000 1.69%
12 First Heartland Consultants, Inc. 5,975 201,000 0.97%
13 UBS Group AG 3,217 108,000 0.52%
14 FIFTH THIRD BANCORP 1,300 44,000 0.21%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 812 27,000 0.13%
16 WFG Advisors, LP 789 27,000 0.13%
17 AMERICAN INTERNATIONAL GROUP, INC. 711 23,968 0.12%
18 D.A. DAVIDSON & CO. 300 10,000 0.05%
19 WELLS FARGO & COMPANY/MN 64 2,000 0.01%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.