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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 19 Institutional holders with a total value of $13,541,732.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLUE CREEK INVESTMENT PARTNERS, LLC 94,130 3,086,000 22.79%
2 MORGAN STANLEY 76,488 2,507,000 18.51%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,071 2,133,000 15.75%
4 OLD MISSION CAPITAL LLC 47,806 1,567,000 11.57%
5 BANK OF AMERICA CORP /DE/ 42,780 1,402,000 10.35%
6 AMERIPRISE FINANCIAL INC 30,289 993,000 7.33%
7 LPL Financial LLC 19,465 644,000 4.76%
8 First Heartland Consultants, Inc. 9,244 303,000 2.24%
9 Frontier Wealth Management LLC 6,848 224,000 1.65%
10 JANE STREET GROUP, LLC 6,713 220,000 1.62%
11 ROYAL BANK OF CANADA 5,002 164,000 1.21%
12 UBS Group AG 4,666 153,000 1.13%
13 FIFTH THIRD BANCORP 2,600 85,000 0.63%
14 AMERICAN INTERNATIONAL GROUP, INC. 846 27,732 0.20%
15 WFG Advisors, LP 785 26,000 0.19%
16 D.A. DAVIDSON & CO. 150 4,000 0.03%
17 WEALTHPLAN PARTNERS, LLC 55 2,000 0.01%
18 MSI Financial Services Inc 25 1,000 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.