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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $24,512,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 3D ASSET MANAGEMENT, INC 413,763 12,057,000 49.19%
2 ENVESTNET ASSET MANAGEMENT INC 156,129 4,550,000 18.56%
3 LPL Financial LLC 61,518 1,749,000 7.14%
4 BANK OF AMERICA CORP /DE/ 34,321 1,000,000 4.08%
5 Frontier Wealth Management LLC 32,844 957,000 3.90%
6 CITADEL ADVISORS LLC 32,912 956,000 3.90%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,761 951,000 3.88%
8 MORGAN STANLEY 21,241 619,000 2.53%
9 Atria Investments, Inc 19,452 567,000 2.31%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,978 407,000 1.66%
11 Virtu KCG Holdings LLC 10,282 300,000 1.22%
12 WFG Advisors, LP 3,290 96,000 0.39%
13 MSI Financial Services Inc 2,799 82,000 0.33%
14 UBS Group AG 2,292 67,000 0.27%
15 IFP ADVISORS, INC 1,325 39,000 0.16%
16 FIFTH THIRD BANCORP 1,300 38,000 0.16%
17 ROYAL BANK OF CANADA 940 27,000 0.11%
18 AMERICAN INTERNATIONAL GROUP, INC. 711 21,000 0.09%
19 Tower Research Capital LLC (TRC) 545 16,000 0.07%
20 D.A. DAVIDSON & CO. 300 8,000 0.03%
21 GENEOS WEALTH MANAGEMENT INC. 194 5,000 0.02%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.