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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 24 Institutional holders with a total value of $19,325,700.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 108,604 3,524,000 18.23%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,194 2,408,000 12.46%
3 MORGAN STANLEY 71,912 2,334,000 12.08%
4 DEUTSCHE BANK AG\ 68,398 2,219,000 11.48%
5 OLD MISSION CAPITAL LLC 58,006 1,882,000 9.74%
6 BANK OF AMERICA CORP /DE/ 45,417 1,474,000 7.63%
7 AMERIPRISE FINANCIAL INC 37,688 1,223,000 6.33%
8 RAYMOND JAMES & ASSOCIATES 33,623 1,091,000 5.65%
9 LPL Financial LLC 20,357 661,000 3.42%
10 Virtu KCG Holdings LLC 15,632 507,000 2.62%
11 Janney Montgomery Scott LLC 13,108 425,355 2.20%
12 UBS Group AG 11,639 378,000 1.96%
13 First Heartland Consultants, Inc. 9,513 309,000 1.60%
14 JPMORGAN CHASE & CO 8,070 262,000 1.36%
15 STIFEL FINANCIAL CORP 6,954 226,000 1.17%
16 ATWOOD & PALMER INC 5,650 184,000 0.95%
17 FIFTH THIRD BANCORP 2,600 84,000 0.43%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,798 58,345 0.30%
19 Tower Research Capital LLC (TRC) 940 31,000 0.16%
20 WFG Advisors, LP 785 25,000 0.13%
21 MANAGED ACCOUNT ADVISORS LLC 465 15,000 0.08%
22 D.A. DAVIDSON & CO. 150 4,000 0.02%
23 MSI Financial Services Inc 25 1,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.