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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 50 Institutional holders with a total value of $205,375,331.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 3,444,116 97,985,000 47.71%
2 MANAGED ACCOUNT ADVISORS LLC 2,323,460 66,102,000 32.19%
3 PNC FINANCIAL SERVICES GROUP, INC. 222,736 6,337,000 3.09%
4 UBS Group AG 217,406 6,185,000 3.01%
5 MORGAN STANLEY 195,998 5,576,000 2.72%
6 LPL Financial LLC 104,061 2,961,000 1.44%
7 GOLDMAN SACHS GROUP INC 88,302 2,512,000 1.22%
8 NORTHSTAR ASSET MANAGEMENT Co 87,915 2,501,000 1.22%
9 WELLS FARGO & COMPANY/MN 72,238 2,055,000 1.00%
10 RAYMOND JAMES & ASSOCIATES 61,202 1,741,000 0.85%
11 NEW ENGLAND SECURITIES CORP /MA/ 45,214 1,286,000 0.63%
12 DEUTSCHE BANK AG\ 45,062 1,282,000 0.62%
13 BANK HAPOALIM BM 31,275 890,000 0.43%
14 SG Americas Securities, LLC 30,545 869,000 0.42%
15 Bison Wealth, LLC 28,825 820,000 0.40%
16 STIFEL FINANCIAL CORP 22,774 648,000 0.32%
17 Archford Capital Strategies, LLC 21,240 604,000 0.29%
18 Robert W. Baird & Co. Inc 19,510 555,000 0.27%
19 OPPENHEIMER & CO INC 18,444 525,000 0.26%
20 Commonwealth Equity Services, Inc 17,450 496,000 0.24%
21 MAI Capital Management 15,306 435,000 0.21%
22 ROYAL BANK OF CANADA 14,989 427,000 0.21%
23 JANE STREET GROUP, LLC 11,593 330,000 0.16%
24 WHITTIER TRUST CO OF NEVADA INC 9,950 283,000 0.14%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,914 282,000 0.14%
26 AMERICAN INTERNATIONAL GROUP, INC. 9,280 264,002 0.13%
27 GLENMEDE TRUST CO NA 8,000 227,000 0.11%
28 HighTower Advisors, LLC 7,868 224,000 0.11%
29 Cambridge Investment Research Advisors, Inc. 7,561 215,000 0.10%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,252 178,000 0.09%
31 US BANCORP \DE\ 4,250 121,000 0.06%
32 Kistler-Tiffany Companies, LLC 3,619 103,000 0.05%
33 WFG Advisors, LP 2,756 78,000 0.04%
34 NATIONAL PLANNING CORP 2,155 59,543 0.03%
35 CITIGROUP INC 1,100 31,000 0.02%
36 MSI Financial Services Inc 1,030 29,000 0.01%
37 D.A. DAVIDSON & CO. 1,000 28,000 0.01%
38 Creative Planning 825 23,000 0.01%
39 1832 Asset Management L.P. 700 20,000 0.01%
40 Winslow, Evans & Crocker, Inc. 590 16,786 0.01%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 500 14,000 0.01%
42 CENTRAL TRUST Co 472 13,000 0.01%
43 B. Riley Wealth Advisors, Inc. 440 13,000 0.01%
44 Tower Research Capital LLC (TRC) 402 11,000 0.01%
45 Capital Advisors, Ltd. LLC 358 10,000 0.00%
46 Thomas J. Herzfeld Advisors, Inc. 209 6,000 0.00%
47 NewSquare Capital LLC 66 2,000 0.00%
48 Highlander Capital Management, LLC 50 1,000 0.00%
49 AllSquare Wealth Management LLC 48 1,000 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.