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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $393,629,160.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 8,332,804 284,723,000 72.33%
2 MORGAN STANLEY 634,147 21,668,000 5.50%
3 ENVESTNET ASSET MANAGEMENT INC 446,312 15,250,000 3.87%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 445,559 15,225,000 3.87%
5 UBS Group AG 299,020 10,217,000 2.60%
6 PNC FINANCIAL SERVICES GROUP, INC. 222,989 7,620,000 1.94%
7 LPL Financial LLC 154,192 5,244,000 1.33%
8 WELLS FARGO & COMPANY/MN 102,527 3,504,000 0.89%
9 NORTHSTAR ASSET MANAGEMENT Co 88,225 3,014,000 0.77%
10 BAROMETER CAPITAL MANAGEMENT INC. 85,100 2,908,000 0.74%
11 RAYMOND JAMES & ASSOCIATES 75,473 2,579,000 0.66%
12 ROYAL BANK OF CANADA 69,119 2,362,000 0.60%
13 JANE STREET GROUP, LLC 57,707 1,972,000 0.50%
14 WESPAC Advisors, LLC 54,265 1,854,000 0.47%
15 BANK HAPOALIM BM 50,623 1,730,000 0.44%
16 GOLDMAN SACHS GROUP INC 50,000 1,708,000 0.43%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,596 1,079,000 0.27%
18 OPPENHEIMER & CO INC 27,691 946,000 0.24%
19 Archford Capital Strategies, LLC 25,538 872,000 0.22%
20 HighTower Advisors, LLC 23,677 811,000 0.21%
21 AMERIPRISE FINANCIAL INC 20,203 690,000 0.18%
22 Commonwealth Equity Services, Inc 16,786 574,000 0.15%
23 MSI Financial Services Inc 16,295 557,000 0.14%
24 MILLENNIUM MANAGEMENT LLC 14,323 489,000 0.12%
25 NIEMANN CAPITAL MANAGEMENT INC 13,488 461,000 0.12%
26 NATIONAL PLANNING CORP 11,910 410,000 0.10%
27 Raymond James Financial Services Advisors, Inc. 11,785 403,000 0.10%
28 Bank of New York Mellon Corp 11,420 390,000 0.10%
29 FORTE CAPITAL LLC /ADV 10,832 370,000 0.09%
30 ADVISOR GROUP, INC. 10,618 363,000 0.09%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,860 302,000 0.08%
32 Country Club Trust Company, n.a. 8,400 287,000 0.07%
33 ADVISOR CONSULTANT NETWORK INC 8,400 287,000 0.07%
34 STIFEL FINANCIAL CORP 8,325 285,000 0.07%
35 Kovack Advisors, Inc. 8,229 281,000 0.07%
36 Cambridge Investment Research Advisors, Inc. 7,860 269,000 0.07%
37 Mariner, LLC 7,069 242,000 0.06%
38 WHITTIER TRUST CO OF NEVADA INC 6,950 237,000 0.06%
39 CARDAN CAPITAL PARTNERS, LLC 6,891 235,000 0.06%
40 USCA RIA LLC 5,909 202,000 0.05%
41 US BANCORP \DE\ 5,000 171,000 0.04%
42 Harbour Capital Advisors, LLC 3,650 125,000 0.03%
43 Kistler-Tiffany Companies, LLC 3,619 124,000 0.03%
44 PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 2,509 86,000 0.02%
45 D.A. DAVIDSON & CO. 2,204 75,000 0.02%
46 Creative Planning 1,674 57,000 0.01%
47 WFG Advisors, LP 1,432 49,000 0.01%
48 CITIGROUP INC 1,272 43,000 0.01%
49 INTEGRATED WEALTH MANAGEMENT 993 34,000 0.01%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 817 28,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.