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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 46 Institutional holders with a total value of $181,524,606.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 3,353,447 91,868,000 50.61%
2 MANAGED ACCOUNT ADVISORS LLC 1,587,286 43,484,000 23.95%
3 SG Americas Securities, LLC 315,942 8,655,000 4.77%
4 PNC FINANCIAL SERVICES GROUP, INC. 222,100 6,085,000 3.35%
5 UBS AG 217,698 5,964,000 3.29%
6 MORGAN STANLEY 177,158 4,854,000 2.67%
7 LPL Financial LLC 105,615 2,844,000 1.57%
8 NORTHSTAR ASSET MANAGEMENT Co 95,915 2,628,000 1.45%
9 GOLDMAN SACHS GROUP INC 89,004 2,438,000 1.34%
10 WELLS FARGO & COMPANY/MN 81,610 2,236,000 1.23%
11 RAYMOND JAMES & ASSOCIATES 55,328 1,516,000 0.84%
12 JANE STREET GROUP, LLC 46,566 1,276,000 0.70%
13 DEUTSCHE BANK AG\ 45,025 1,233,000 0.68%
14 BANK HAPOALIM BM 32,533 891,000 0.49%
15 ROYAL BANK OF CANADA 20,839 571,000 0.31%
16 Archford Capital Strategies, LLC 20,794 570,000 0.31%
17 JPMORGAN CHASE & CO 18,372 503,000 0.28%
18 Winch Advisory Services, LLC 18,380 503,000 0.28%
19 Robert W. Baird & Co. Inc 18,004 493,000 0.27% SH
20 OPPENHEIMER & CO INC 17,184 471,000 0.26%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,214 334,000 0.18%
22 Commonwealth Equity Services, Inc 12,172 333,000 0.18%
23 Cetera Advisors LLC 10,205 279,000 0.15%
24 WHITTIER TRUST CO OF NEVADA INC 9,950 273,000 0.15%
25 AMERICAN INTERNATIONAL GROUP, INC. 9,055 248,072 0.14%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,050 193,000 0.11%
27 US BANCORP \DE\ 4,250 116,000 0.06%
28 AMERIPRISE FINANCIAL INC 3,687 101,000 0.06%
29 Kistler-Tiffany Companies, LLC 3,619 99,000 0.05%
30 NEW ENGLAND SECURITIES CORP /MA/ 3,371 92,000 0.05%
31 Private Advisor Group, LLC 3,200 88,000 0.05%
32 WFG Advisors, LP 2,755 75,000 0.04%
33 MSI Financial Services Inc 1,460 40,000 0.02%
34 CITIGROUP INC 1,100 30,000 0.02%
35 D.A. DAVIDSON & CO. 1,000 27,000 0.01%
36 Creative Planning 825 23,000 0.01%
37 Winslow, Evans & Crocker, Inc. 590 16,164 0.01%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 500 14,000 0.01%
39 Tower Research Capital LLC (TRC) 456 12,000 0.01%
40 NEXT Financial Group, Inc 450 12,000 0.01%
41 NewSquare Capital LLC 352 10,000 0.01%
42 Capital Advisors, Ltd. LLC 358 9,000 0.00%
43 Thomas J. Herzfeld Advisors, Inc. 209 6,000 0.00%
44 ENVESTNET ASSET MANAGEMENT INC 182 5,000 0.00%
45 Elite Wealth Management, Inc. 200 5,000 0.00%
46 Highlander Capital Management, LLC 50 1,370 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.